SFBC CEO trust sells 900 shares at $44.13
Sound Financial Bancorp President and CEO Laura Lee Stewart reported an indirect open-market sale of 900 shares of Common Stock on March 31, 2026, executed at $44.13 per share.
Rhea-AI Filing Summary
Sound Financial Bancorp President and CEO Laura Lee Stewart reported an indirect open-market sale of 900 shares of Common Stock on March 31, 2026, executed at $44.13 per share. The sale was made by the trustee of the Stewart Charitable Remainder Trust under pre-set instructions pursuant to Rule 10b5-1(c).
After this transaction, the trust holds 9,900 shares, while Stewart also has 49,602 Common shares held directly, and additional indirect holdings of 14,409 shares through an ESOP and 18,906 shares through a 401(k). She also retains several stock option awards covering underlying Common Stock with exercise prices between the mid-$30s and about $40 per share and expirations extending from 2029 to 2034.
Positive
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Negative
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Insider Trade Summary 10b5-1
Net Seller: 900 shares
Net Sell
9 txns
Insider
Stewart Laura Lee
Role
President and CEO
Sold
900 shs ($40K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 900 | $44.13 | $40K |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 9,900 shares (Indirect, By CRT);
Stock Option (Right to Buy) — 2,729 contracts (Direct);
Common Stock — 14,409 shares (Indirect, By ESOP);
Common Stock — 18,906 shares (Indirect, By 401(k));
Common Stock — 49,602 shares (Direct)
Footnotes (4)
- F1. Options are fully exercisable.
- F2. Options vest in three equal annual installments beginning on January 26, 2025.
- F3. On December 10, 2025, the reporting person contributed 10,800 shares of Sound Financial Bancorp, Inc. common stock to the Stewart Charitable Remainder Trust ("CRT") for estate planning purposes that resulted in a change in form of beneficial ownership from direct to indirect. The reporting person is the sole lifetime beneficiary of the CRT and retains the right to receive distributions in accordance with the terms of the trust. A third-party trustee serves as the trustee of the CRT and has sole voting and dispositive power over the shares held by the trust.
- F4. These shares were sold by the trustee of the CRT pursuant to instructions contained in the CRT, in accordance with Rule 10b5-1(c) adopted on December 10, 2025.
Key Figures
Shares sold: 900 shares
Sale price: $44.13 per share
CRT holdings after sale: 9,900 shares
+5 more
8 metrics
Shares sold
900 shares
Open-market sale on March 31, 2026
Sale price
$44.13 per share
Price for 900-share sale
CRT holdings after sale
9,900 shares
Common Stock held indirectly by CRT
Direct common shares
49,602 shares
Common Stock held directly by Stewart
ESOP holdings
14,409 shares
Common Stock held indirectly via ESOP
401(k) holdings
18,906 shares
Common Stock held indirectly via 401(k)
Largest option grant
1,800 shares at $40.13
Stock option expiring January 27, 2033
Earliest option expiry
January 25, 2029
Option at $33.50 on 250 underlying shares
Key Terms
Rule 10b5-1(c), Charitable Remainder Trust, ESOP, 401(k), +1 more
5 terms
Rule 10b5-1(c) regulatory
"These shares were sold by the trustee of the CRT pursuant to instructions... in accordance with Rule 10b5-1(c) adopted on December 10, 2025."
Rule 10b5-1(c) is an SEC guideline that lets company insiders set up a written, pre-planned schedule to buy or sell their company stock when they are not in possession of material, nonpublic information. For investors, it matters because such plans can reduce the appearance of insider trading by separating decisions from inside knowledge—like putting your trades on autopilot—while also requiring scrutiny since pre-planned trades can still affect market confidence and share value.
Charitable Remainder Trust financial
"contributed 10,800 shares ... to the Stewart Charitable Remainder Trust ("CRT") for estate planning purposes"
ESOP financial
"Common Stock ... total shares following transaction 14409.0000, nature_of_ownership: By ESOP"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
401(k) financial
"Common Stock ... total shares following transaction 18906.0000, nature_of_ownership: By 401(k)"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
Stock Option (Right to Buy) financial
"Stock Option (Right to Buy) with underlying Common Stock and specified exercise prices"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did SFBC President and CEO Laura Lee Stewart report?
Laura Lee Stewart reported an indirect open-market sale of 900 shares of Sound Financial Bancorp common stock at $44.13 per share. The transaction occurred on March 31, 2026 and was executed by the trustee of her Stewart Charitable Remainder Trust under preset instructions.
What stock options on SFBC does Laura Lee Stewart hold according to this filing?
The filing lists several stock option awards on SFBC common stock, including options over 1,800 shares at a $40.13 exercise price and smaller grants at $33.50, $36.26, $32.46, and $39.89. These options expire between January 2029 and January 2034 and remain outstanding.
AI-generated analysis. How Rhea-AI works. Not financial advice.
