Smithfield Foods executive share withholding for taxes

Smithfield Foods Inc Chief Manufacturing Officer Doug Sutton had 3,159 shares of Common Stock withheld on 2026-01-28 to cover taxes on vesting restricted stock units.

Rhea-AI Filing Summary

Smithfield Foods Inc Chief Manufacturing Officer Doug Sutton had 3,159 shares of Common Stock withheld on 2026-01-28 to cover taxes on vesting restricted stock units. The shares were valued at $23.65 each and were not sold in the market.

After this tax-withholding disposition, Sutton directly owns 65,761 shares of Smithfield Foods Inc Common Stock, showing this was a routine compensation-related event rather than an open-market trade.

Insider Trade Summary

Exercise Price or Tax Liability: 3,159 shares

Exercise Price or Tax Liability 1 txn

Insider Sutton Doug

Role Chief Manufacturing Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	3,159	$23.65	$75K

Holdings After Transaction: Common Stock — 65,761 shares (Direct)

Footnotes (1)

1. F1. Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations.

Key Figures

Shares withheld for taxes: 3,159 shares Per-share value for withholding: $23.65 per share Shares owned after transaction: 65,761 shares

3 metrics

Shares withheld for taxes 3,159 shares Tax withholding disposition on 2026-01-28

Per-share value for withholding $23.65 per share Value used for RSU tax withholding

Shares owned after transaction 65,761 shares Direct Common Stock holdings after withholding

Key Terms

restricted stock units, tax withholding obligations, Common Stock

3 terms

restricted stock units financial

"in connection with the vesting of restricted stock units ("RSUs")"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"withholding of shares by the Issuer to satisfy tax withholding obligations"

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Smithfield Foods (SFD) executive Doug Sutton report in this Form 4?

Doug Sutton reported a tax-withholding disposition of 3,159 Smithfield Foods Common Stock shares. These shares were withheld by the company to satisfy tax obligations from vesting RSUs, and no shares were sold in the open market.

How many Smithfield Foods (SFD) shares were withheld for Doug Sutton’s taxes?

A total of 3,159 Smithfield Foods Common Stock shares were withheld. The withholding covered Sutton’s tax obligations triggered by the vesting of restricted stock units, rather than representing a discretionary sale of shares into the market.

At what price were Doug Sutton’s Smithfield Foods (SFD) shares valued for tax withholding?

The withheld shares were valued at $23.65 per share. This price is used solely for calculating the value of shares withheld for tax purposes tied to restricted stock unit vesting and does not indicate an open-market sale transaction.

Did Doug Sutton sell Smithfield Foods (SFD) shares in the open market?

No, Doug Sutton did not sell shares in the open market. The Form 4 and its footnote clarify the 3,159 shares were withheld by the issuer to cover tax obligations from RSU vesting, not sold to third-party buyers.

How many Smithfield Foods (SFD) shares does Doug Sutton own after this Form 4 event?

Following the tax-withholding disposition, Doug Sutton directly owns 65,761 Smithfield Foods Common Stock shares. This post-transaction holding shows he retains a substantial share position after satisfying his RSU-related tax obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/09/2026 - 04:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sutton Doug

(Last) (First) (Middle)

C/O SMITHFIELD FOODS, INC.

200 COMMERCE STREET

(Street)

SMITHFIELD VIRGINIA 23430

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SMITHFIELD FOODS INC [ SFD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Manufacturing Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/28/2026		F(1)		3,159	D	$23.65	65,761	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations.

Remarks:

	/s/ David Coleman, as Attorney-in-Fact	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)