STOCK TITAN

Shore Bancshares (SHBI) director Hyatt adds 1,855 RSUs and updates share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Shore Bancshares director Alan J. Hyatt reported updated holdings and a new equity award. The Form 4 shows a grant of 1,855 Restricted Stock Units, each representing a contingent right to receive one share of SHBI common stock, bringing his direct RSU holdings to 4,165 units that vest on July 29, 2026 and May 21, 2027. He also reports 936,693 shares of common stock held directly, plus additional indirect holdings through several trusts, a partnership, an IRA, and his spouse, reflecting a higher overall beneficial ownership that includes shares acquired under the Shore Bancshares Dividend Reinvestment Plan pursuant to Rule 16a-11.

Positive

  • None.

Negative

  • None.
Insider HYATT ALAN J
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 1,855 $0.00 --
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 4,165 shares (Direct, null); Common Stock — 936,693 shares (Direct, null); Common Stock — 131,552 shares (Indirect, By IRA)
Footnotes (1)
  1. Reflects an increase in beneficial ownership resulting from an exempt acquisition of common stock under Shore Bancshares Dividend Reinvestment Plan pursuant to Rule 16a-11. Each restricted stock unit represents a contingent right to receive one share of SHBI common stock. Represents restricted stock units that vest on July 29, 2026, the first anniversary of the award. Restricted stock units vest as follows: 2,310 shares on July 29, 2026. Represents restricted stock units that vest on May 21, 2027, the first anniversary of the award. Restricted stock units vest as follows: 1,855 shares on May 21, 2027.
New RSU grant 1,855 units Restricted Stock Units granted on May 21, 2026
Total RSUs after grant 4,165 units Restricted Stock Units held directly after transaction
Direct common shares 936,693 shares SHBI common stock held directly following reported transactions
Trust I holdings 388,306 shares Indirect SHBI common stock held by Trust I
Trust II holdings 170,692 shares Indirect SHBI common stock held by Trust II
IRA holdings 131,552 shares Indirect SHBI common stock held by IRA
Spouse holdings 5,929 shares Indirect SHBI common stock held by spouse
DRIP acquisition note Increase in beneficial ownership Exempt acquisition under Dividend Reinvestment Plan, Rule 16a-11
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of SHBI common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Dividend Reinvestment Plan financial
"exempt acquisition of common stock under Shore Bancshares Dividend Reinvestment Plan pursuant to Rule 16a-11."
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
Rule 16a-11 regulatory
"exempt acquisition of common stock under Shore Bancshares Dividend Reinvestment Plan pursuant to Rule 16a-11."
beneficial ownership financial
"Reflects an increase in beneficial ownership resulting from an exempt acquisition of common stock"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HYATT ALAN J

(Last)(First)(Middle)
18 EAST DOVER ST.

(Street)
EASTON MARYLAND 21601

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SHORE BANCSHARES INC [ SHBI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock936,693(1)D
Common Stock131,552IBy IRA
Common Stock5,929IBy Spouse
Common Stock7,603IBy Partnership
Common Stock388,306IBy Trust I
Common Stock170,692IBy Trust II
Common Stock75,333IBy Trust III
Common Stock53,749IBy Trust IV
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2) (3) (4)Common Stock2,3102,310D
Restricted Stock Units(2)05/21/2026A1,855 (5) (6)Common Stock1,855$04,165D
Explanation of Responses:
1. Reflects an increase in beneficial ownership resulting from an exempt acquisition of common stock under Shore Bancshares Dividend Reinvestment Plan pursuant to Rule 16a-11.
2. Each restricted stock unit represents a contingent right to receive one share of SHBI common stock.
3. Represents restricted stock units that vest on July 29, 2026, the first anniversary of the award.
4. Restricted stock units vest as follows: 2,310 shares on July 29, 2026.
5. Represents restricted stock units that vest on May 21, 2027, the first anniversary of the award.
6. Restricted stock units vest as follows: 1,855 shares on May 21, 2027.
Remarks:
/s/ Christy Lombardi, Attorney in Fact for Alan J. Hyatt05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Alan J. Hyatt report in this Shore Bancshares (SHBI) Form 4?

Alan J. Hyatt reported a new equity grant and updated holdings. He received 1,855 Restricted Stock Units and now directly holds 4,165 RSUs, 936,693 SHBI common shares, plus additional indirect interests through trusts, a partnership, an IRA, and his spouse.

How many Restricted Stock Units does Alan J. Hyatt now hold in SHBI?

After the latest grant, Alan J. Hyatt holds 4,165 Restricted Stock Units. These RSUs each represent a contingent right to receive one share of Shore Bancshares common stock as they vest on specified future dates in 2026 and 2027.

When do Alan J. Hyatt’s Shore Bancshares RSUs vest?

Hyatt’s RSUs vest in two installments. Footnotes state that 2,310 Restricted Stock Units vest on July 29, 2026, and 1,855 Restricted Stock Units vest on May 21, 2027, providing a schedule for when the underlying SHBI shares may be delivered.

How many SHBI common shares does Alan J. Hyatt hold directly?

The filing reports that Alan J. Hyatt directly holds 936,693 shares of Shore Bancshares common stock. This direct stake is in addition to his Restricted Stock Units and several indirect holdings through trusts, a partnership, an IRA, and his spouse.

What indirect Shore Bancshares holdings are associated with Alan J. Hyatt?

Hyatt’s indirect holdings include SHBI common stock held by multiple family-related entities. These are identified as Trusts I–IV, a partnership, an IRA, and his spouse, each reporting specific share balances that contribute to his overall beneficial ownership position.

How were some additional SHBI shares acquired according to the Form 4 footnotes?

A footnote explains that beneficial ownership increased through an exempt acquisition under the Shore Bancshares Dividend Reinvestment Plan. This reinvestment occurred pursuant to SEC Rule 16a-11, which allows automatic share purchases from dividends without treating them as regular open-market transactions.