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Shimmick (SHIM) Form 144: Insider Sales and Recent Dispositions Detailed

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Shimmick Corporation (SHIM) filed a Form 144 reporting a proposed sale of 15,310 common shares through TD Securities (USA) LLC on the NASDAQ with an aggregate market value of $29,992.29. The shares were originally acquired on 12/09/2020 in a private acquisition from GOHO, LLC. The filing lists extensive prior sales by Mitchell B. Goldsteen across May through August 2025, including multiple large transactions (for example, blocks of 29,639, 28,223 and other multi-thousand share trades). The notice includes the seller's representation that no undisclosed material adverse information is known. The document is a routine Rule 144 disclosure identifying the broker, class of security, acquisition history, and recent sales activity.

Positive

  • Compliance disclosure: The filer submitted a Form 144 with broker, class, acquisition history, and sales fully identified.
  • Acquisition transparency: The source of the shares is specified as a private acquisition from GOHO, LLC on 12/09/2020.

Negative

  • Extensive recent insider sales: Multiple transactions by Mitchell B. Goldsteen across May–August 2025, including several multi-thousand-share blocks.
  • Potential liquidity pressure: The filing records continued dispositions which may indicate ongoing selling by an insider or related party.

Insights

TL;DR Routine Rule 144 sale notice showing a planned disposition of 15,310 shares and substantial recent secondary-market sales.

The filing provides explicit details about the proposed sale: the class (common), broker (TD Securities (USA) LLC), planned sale date (08/11/2025) and the aggregate market value ($29,992.29). It also documents the acquisition source (private acquisition from GOHO, LLC on 12/09/2020) and a long series of prior sales by Mitchell B. Goldsteen from May to August 2025. For investors, the record shows ongoing insider-related liquidity events but contains no operational or financial performance data about the issuer.

TL;DR Disclosure aligns with Rule 144 requirements; highlights repeated insider sales but contains no sign of undisclosed material information.

The filer has provided the required transactional and acquisition details and a signed representation regarding material information. The listing of numerous prior sales demonstrates active dispositions by an identified individual, which is relevant to shareholder dilution and insider behavior review. The filing does not allege any regulatory or governance irregularities; it is a compliance-focused disclosure rather than a corporate-event filing.

FAQ

What does the SHIM Form 144 report?
The filing reports a proposed sale of 15,310 common shares through TD Securities (USA) LLC on NASDAQ with an aggregate market value of $29,992.29.

Who originally acquired the shares being sold (SHIM)?
The shares were acquired on 12/09/2020 in a private acquisition from GOHO, LLC.

Which broker is handling the planned SHIM sale?
The broker named in the Form 144 is TD SECURITIES (USA) LLC (125 Park Ave, 20th Floor, New York, NY).

Has the seller conducted recent sales of SHIM stock?
Yes. The filing lists numerous sales by Mitchell B. Goldsteen from May through August 2025, including multiple multi-thousand-share transactions.

Does the filing state any undisclosed material information about SHIM?
The signer represents that they do not know of any material adverse information about the issuer that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR