Shimmick legal chief receives two stock grants

One award requires continued service through October 11, 2027; the other is subject to continued employment and begins vesting that day.

Rhea-AI Filing Summary

Shimmick Corp (SHIM) Chief Legal Officer Cola Jaime Jose Hurtado was granted 31,949 restricted stock units and 127,796 restricted stock units on October 9, 2026. The first award will vest in full and settle into shares of common stock on October 11, 2027, subject to continued service. The second will vest in three equal annual installments beginning October 11, 2027, subject to continued employment. Each RSU converts into one share of common stock.

Insider Trade Summary

Grant/Award: 159,745 shares

Grant/Award 2 txns

Insider Hurtado Cola Jaime Jose

Role Chief Legal Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2	31,949	$0.00	$0.00
Grant/Award	Restricted Stock Units F1, F3	127,796	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 159,745 contracts (Direct)

Footnotes (3)

1. F1. (1) RSUs convert into common stock on a one-for-one basis.
2. F2. (2) The RSUs will vest in full and settle into shares of common stock on October 11, 2027, subject to Reporting Person's continued service through such date.
3. F3. (3) The RSUs will vest in full and settle into shares of common stock in three equal annual installments beginning on October 11, 2027, subject to Reporting Person's continued employment.

Key Figures

Restricted stock units granted: 31,949 RSUs Restricted stock units granted: 127,796 RSUs Conversion ratio: 1 common share per RSU

3 metrics

Restricted stock units granted 31,949 RSUs Granted October 9, 2026; scheduled to vest in full on October 11, 2027

Restricted stock units granted 127,796 RSUs Granted October 9, 2026; scheduled to vest in three equal annual installments beginning October 11, 2027

Conversion ratio 1 common share per RSU RSUs convert into common stock

Key Terms

Restricted Stock Units, vest in full, equal annual installments

3 terms

Restricted Stock Units financial

"RSUs convert into common stock on a one-for-one basis"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest in full financial

"will vest in full and settle into shares of common stock"

equal annual installments financial

"in three equal annual installments beginning on October 11, 2027"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did SHIM's chief legal officer receive?

Shimmick Corp Chief Legal Officer Cola Jaime Jose Hurtado was granted 31,949 RSUs and 127,796 RSUs on October 9, 2026. The first award is scheduled to vest in full, while the second is scheduled to vest in three equal annual installments.

How do the SHIM RSU awards convert to common stock?

Each RSU converts into one share of common stock. The 31,949-RSU award is scheduled to vest in full and settle on October 11, 2027, subject to continued service; the 127,796-RSU award is scheduled to vest in three equal annual installments beginning that date, subject to continued employment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/15/2026 - 04:44 PM EDT Accepted by SEC EDGAR 10/15/2026 - 04:43 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hurtado Cola Jaime Jose

(Last) (First) (Middle)

530 TECHNOLOGY DRIVE

SUITE 300

(Street)

IRVINE CALIFORNIA 92618

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Shimmick Corp [ SHIM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/09/2026		A		31,949		(2)	(2)	Common Stock	31,949	$0	31,949	D
Restricted Stock Units	(1)	10/09/2026		A		127,796		(3)	(3)	Common Stock	127,796	$0	127,796	D

Explanation of Responses:

1. (1) RSUs convert into common stock on a one-for-one basis.

2. (2) The RSUs will vest in full and settle into shares of common stock on October 11, 2027, subject to Reporting Person's continued service through such date.

3. (3) The RSUs will vest in full and settle into shares of common stock in three equal annual installments beginning on October 11, 2027, subject to Reporting Person's continued employment.

	Jaime Hurtado	10/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)