Welcome to our dedicated page for SCHMID Group N.V. SEC filings (Ticker: SHMD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SCHMID Group N.V. (SHMD) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a foreign private issuer listed on The Nasdaq Capital Market. SCHMID files reports such as Form 20‑F for its annual financial statements and Form 6‑K for interim updates and material information, in line with its status as a Netherlands-incorporated group with headquarters in Freudenstadt, Germany.
In its recent Form 6‑K submissions, SCHMID has furnished press releases on topics including unaudited half-year financial results, updated guidance, financing transactions and Nasdaq listing matters. These filings describe revenue trends, operating results and non‑IFRS measures such as adjusted EBITDA, along with commentary on order intake, market conditions and the status of the company’s audit and reporting timetable. They also outline key financing steps, such as share issuances to offset financial liabilities, a waiver of certain shareholder loans and a secured two‑tranche term loan facility with an equity conversion feature.
Other 6‑K reports detail the company’s receipt of a Nasdaq staff determination letter regarding non-compliance with a filing requirement and the potential delisting of its ordinary shares and warrants, as well as SCHMID’s intention to appeal and request a stay of any suspension. These documents help investors understand the regulatory context around SHMD’s listing and the company’s plans to complete and file its Annual Report on Form 20‑F for the year ended December 31, 2024.
On Stock Titan, SCHMID’s SEC filings are updated as new documents are posted to the EDGAR system. AI-powered summaries highlight the main points of lengthy filings, helping readers quickly identify information on financial performance, capital structure changes, listing status and other material developments without reading every page. Users can review historical 20‑F annual reports, 6‑K current reports and related exhibits to follow how SCHMID’s business, financing arrangements and regulatory status evolve over time.
SCHMID Group N.V. director Yoon Boo Keun has filed an initial ownership report showing direct holdings of 17,500 Ordinary Shares. This filing simply records his current stake in the company’s shares and does not report any recent buy or sell transaction.
SCHMID Group N.V. director Annedore Streyl filed an initial statement of beneficial ownership on Form 3. This filing establishes her status as a director and shows no reportable transactions or derivative positions, serving as a baseline disclosure of her insider status with the company.
SCHMID Group N.V. director and more-than-10% shareholder Anette Schmid filed an initial Form 3 detailing her existing ownership. She beneficially owns 5,974,800 Ordinary Shares as an heir to the Community of Heirs of Dieter C. Schmid, which in total holds 14,937,000 Ordinary Shares, with 40% attributed to her and 60% to her brother, Christian Schmid. She is also contractually entitled to receive 1,000,000 Private Warrants to purchase Ordinary Shares at an exercise price of $11.50 per share, expiring on April 30, 2029. This filing records her ownership position rather than new market transactions.
SCHMID Group N.V. director Stefan Berger filed an initial ownership report showing his equity stake in the company. The filing lists beneficial ownership of 177,084 Ordinary Shares held directly. It also reports warrants that are exercisable into 65,581 Ordinary Shares at an exercise price of
Schmid Group N.V. major shareholders Anette and Christian Schmid have updated their holdings and recent trading activity in this Schedule 13D amendment. Anette Schmid reports beneficial ownership of 14,868,800 Class A shares, representing about 20.8% of the class. Christian Schmid reports beneficial ownership of 17,856,200 Class A shares, or about 24.9%. Their stakes include shares held through the Community of Heirs of Dieter C. Schmid, which owns 14,937,000 Class A shares for their joint benefit. The filing notes that 50,603,011 Class A shares were outstanding as of January 21, 2026, plus 21,000,000 outstanding warrants, and explains that percentages assume full warrant conversion. It also discloses that Christian Schmid sold a total of 1,915,000 shares in open-market transactions between March 6 and March 10, 2026, at prices around $6 per share to generate liquidity for personal tax obligations and related financial matters.
SCHMID Group N.V. has completed the second $15.0 million tranche of its $30.0 million senior convertible notes financing with an institutional investor, following effectiveness of its Form F-1 registration statement on March 3, 2026. This brings the total principal issued under the investment agreement dated January 18, 2026 to $30.0 million.
In connection with the second tranche, the company issued additional warrants to purchase its ordinary shares, with an exercise price tied to the fixed premium conversion prices of the notes and exercisable until December 15, 2028, for cash or on a cashless basis at the company’s election. Net proceeds from the second tranche are earmarked for general corporate purposes, including working capital, capital expenditures, and potential acquisitions or investments.
SCHMID Group N.V. files a shelf prospectus to register up to 46,611,659 Ordinary Shares, including shares issuable on warrants, convertible notes, a 2025 convertible loan, options and management plans.
The prospectus also registers for resale up to 95,040,523 Ordinary Shares (and up to 9,750,000 Private Warrants) held by selling securityholders. The company discloses 55,602,966 Ordinary Shares outstanding and states that full issuance of the registered securities would result in 102,214,670 Ordinary Shares outstanding on a fully diluted basis. The company warns that sales by selling securityholders could depress the share price. The filing notes a going concern qualification tied to obtaining additional financing and that funding of the second
SCHMID Group N.V. filed its Form 20-F annual report describing its de‑SPAC business combination with Pegasus Digital Mobility Acquisition Corp., completed on April 30, 2024, after which SCHMID became the parent of Gebr. Schmid GmbH and listed ordinary shares and warrants on Nasdaq.
Ordinary shares outstanding were 43,062,427 as of December 31, 2024 and 55,602,966 as of the filing date, reflecting post‑closing share issuance. The report highlights dependence on electronics markets and patented embedded trace PCB technology, intense competition, global supply chain and geopolitical risks, and exposure to currency and macroeconomic volatility.
SCHMID also discloses a $30 million senior convertible note financing, funded in two $15 million tranches. The second tranche depends on effectiveness of a resale registration statement by June 30, 2026; otherwise SCHMID must begin monthly repayments on the first tranche, contributing to a going concern qualification and material liquidity uncertainty.