Schmid Group (SHMD) director discloses 5.97M-share stake and warrants

Rhea-AI Filing Summary

SCHMID Group N.V. director and more-than-10% shareholder Anette Schmid filed an initial Form 3 detailing her existing ownership. She beneficially owns 5,974,800 Ordinary Shares as an heir to the Community of Heirs of Dieter C. Schmid, which in total holds 14,937,000 Ordinary Shares, with 40% attributed to her and 60% to her brother, Christian Schmid. She is also contractually entitled to receive 1,000,000 Private Warrants to purchase Ordinary Shares at an exercise price of $11.50 per share, expiring on April 30, 2029. This filing records her ownership position rather than new market transactions.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Schmid Anette

Role Director, 10% Owner

Type	Security	Shares	Price	Value
holding	Private Warrants	--	--	--
holding	Private Warrants	--	--	--
holding	Ordinary Shares	--	--	--
holding	Ordinary Shares	--	--	--

Holdings After Transaction: Private Warrants — 1,000,000 shares (Direct); Ordinary Shares — 6,894,000 shares (Direct)

Footnotes (1)

1. The Reporting Person holds these 5,974,800 shares as an heir to the Community of Heirs of Dieter C. Schmid ("Erbengemeinschaft nach Dieter C. Schmid") under German law. They represent the 40% of the Community's shareholding in the issuer (total of 14,937,000 ordinary shares), which she owns beneficially. The other 60% are beneficially owned by her brother, Christian Schmid. The Reporting Person is contractually entitled to receive an additional 1,000,000 Private Warrants.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Schmid Anette

(Last) (First) (Middle)

ROBERT-BOSCH-STR. 32-36

(Street)

FREUDENSTADT 72250

(City) (State) (Zip)

GERMANY

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SCHMID Group N.V. [ SHMD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	6,894,000	D
Ordinary Shares	5,974,800(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Private Warrants	05/30/2024	04/30/2029	Ordinary Shares	1,000,000	$11.5	D
Private Warrants	05/30/2024	04/30/2029	Ordinary Shares	1,000,000(2)	$11.5	D

Explanation of Responses:

1. The Reporting Person holds these 5,974,800 shares as an heir to the Community of Heirs of Dieter C. Schmid ("Erbengemeinschaft nach Dieter C. Schmid") under German law. They represent the 40% of the Community's shareholding in the issuer (total of 14,937,000 ordinary shares), which she owns beneficially. The other 60% are beneficially owned by her brother, Christian Schmid.

2. The Reporting Person is contractually entitled to receive an additional 1,000,000 Private Warrants.

	Anette Schmid	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does SCHMID Group (SHMD) director Anette Schmid report in this Form 3?

She reports her existing ownership in SCHMID Group N.V., including a large stake in Ordinary Shares and rights to Private Warrants. The filing establishes her status as a director and more-than-10% beneficial owner based on these positions.

How many SCHMID Group (SHMD) Ordinary Shares does Anette Schmid beneficially own?

She beneficially owns 5,974,800 Ordinary Shares. These shares are held as an heir within the Community of Heirs of Dieter C. Schmid under German law, representing her 40% portion of that community’s total 14,937,000 Ordinary Shares in the issuer.

What is the Community of Heirs referenced in SCHMID Group (SHMD) Form 3?

The Community of Heirs of Dieter C. Schmid holds 14,937,000 Ordinary Shares of SCHMID Group N.V. Under the filing, Anette Schmid beneficially owns 40% of this community’s shareholding, while the remaining 60% is beneficially owned by her brother, Christian Schmid.

What Private Warrants related to SCHMID Group (SHMD) is Anette Schmid entitled to receive?

She is contractually entitled to receive 1,000,000 Private Warrants. Each warrant relates to SCHMID Group N.V. Ordinary Shares, with an exercise price of $11.50 per share and an expiration date of April 30, 2029, as disclosed in the filing.

Does this SCHMID Group (SHMD) Form 3 show recent insider buying or selling?

The Form 3 records holdings rather than new trades, with entries marked as ownership positions in Ordinary Shares and Private Warrants. Buy and sell transaction counts are zero, indicating the filing focuses on existing beneficial ownership, not recently executed purchases or sales.

Why is Anette Schmid considered a more-than-10% owner of SCHMID Group (SHMD)?

She is identified as a more-than-10% beneficial owner because of her significant stake in SCHMID Group N.V. This includes 5,974,800 Ordinary Shares through the Community of Heirs and contractual rights to 1,000,000 Private Warrants, together representing a substantial ownership position.