Welcome to our dedicated page for SCHMID Group N.V. SEC filings (Ticker: SHMD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SCHMID Group N.V. (SHMD) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a foreign private issuer listed on The Nasdaq Capital Market. SCHMID files reports such as Form 20‑F for its annual financial statements and Form 6‑K for interim updates and material information, in line with its status as a Netherlands-incorporated group with headquarters in Freudenstadt, Germany.
In its recent Form 6‑K submissions, SCHMID has furnished press releases on topics including unaudited half-year financial results, updated guidance, financing transactions and Nasdaq listing matters. These filings describe revenue trends, operating results and non‑IFRS measures such as adjusted EBITDA, along with commentary on order intake, market conditions and the status of the company’s audit and reporting timetable. They also outline key financing steps, such as share issuances to offset financial liabilities, a waiver of certain shareholder loans and a secured two‑tranche term loan facility with an equity conversion feature.
Other 6‑K reports detail the company’s receipt of a Nasdaq staff determination letter regarding non-compliance with a filing requirement and the potential delisting of its ordinary shares and warrants, as well as SCHMID’s intention to appeal and request a stay of any suspension. These documents help investors understand the regulatory context around SHMD’s listing and the company’s plans to complete and file its Annual Report on Form 20‑F for the year ended December 31, 2024.
On Stock Titan, SCHMID’s SEC filings are updated as new documents are posted to the EDGAR system. AI-powered summaries highlight the main points of lengthy filings, helping readers quickly identify information on financial performance, capital structure changes, listing status and other material developments without reading every page. Users can review historical 20‑F annual reports, 6‑K current reports and related exhibits to follow how SCHMID’s business, financing arrangements and regulatory status evolve over time.
Schmid Group N.V. major shareholders Anette and Christian Schmid have updated their holdings and recent trading activity in this Schedule 13D amendment. Anette Schmid reports beneficial ownership of 14,868,800 Class A shares, representing about 20.8% of the class. Christian Schmid reports beneficial ownership of 17,856,200 Class A shares, or about 24.9%. Their stakes include shares held through the Community of Heirs of Dieter C. Schmid, which owns 14,937,000 Class A shares for their joint benefit. The filing notes that 50,603,011 Class A shares were outstanding as of January 21, 2026, plus 21,000,000 outstanding warrants, and explains that percentages assume full warrant conversion. It also discloses that Christian Schmid sold a total of 1,915,000 shares in open-market transactions between March 6 and March 10, 2026, at prices around $6 per share to generate liquidity for personal tax obligations and related financial matters.
SCHMID Group N.V. has completed the second $15.0 million tranche of its $30.0 million senior convertible notes financing with an institutional investor, following effectiveness of its Form F-1 registration statement on March 3, 2026. This brings the total principal issued under the investment agreement dated January 18, 2026 to $30.0 million.
In connection with the second tranche, the company issued additional warrants to purchase its ordinary shares, with an exercise price tied to the fixed premium conversion prices of the notes and exercisable until December 15, 2028, for cash or on a cashless basis at the company’s election. Net proceeds from the second tranche are earmarked for general corporate purposes, including working capital, capital expenditures, and potential acquisitions or investments.
SCHMID Group N.V. files a shelf prospectus to register up to 46,611,659 Ordinary Shares, including shares issuable on warrants, convertible notes, a 2025 convertible loan, options and management plans.
The prospectus also registers for resale up to 95,040,523 Ordinary Shares (and up to 9,750,000 Private Warrants) held by selling securityholders. The company discloses 55,602,966 Ordinary Shares outstanding and states that full issuance of the registered securities would result in 102,214,670 Ordinary Shares outstanding on a fully diluted basis. The company warns that sales by selling securityholders could depress the share price. The filing notes a going concern qualification tied to obtaining additional financing and that funding of the second $15,000,000 tranche of the 2026 Convertible Notes is conditioned on the effectiveness of this registration statement.
SCHMID Group N.V. filed its Form 20-F annual report describing its de‑SPAC business combination with Pegasus Digital Mobility Acquisition Corp., completed on April 30, 2024, after which SCHMID became the parent of Gebr. Schmid GmbH and listed ordinary shares and warrants on Nasdaq.
Ordinary shares outstanding were 43,062,427 as of December 31, 2024 and 55,602,966 as of the filing date, reflecting post‑closing share issuance. The report highlights dependence on electronics markets and patented embedded trace PCB technology, intense competition, global supply chain and geopolitical risks, and exposure to currency and macroeconomic volatility.
SCHMID also discloses a $30 million senior convertible note financing, funded in two $15 million tranches. The second tranche depends on effectiveness of a resale registration statement by June 30, 2026; otherwise SCHMID must begin monthly repayments on the first tranche, contributing to a going concern qualification and material liquidity uncertainty.
SCHMID Group N.V. received a major equity investment from entities led by XJ Harbour HK Limited and related Xinjin funds, which now jointly report beneficial ownership of 12,951,199 Class A Ordinary Shares, representing 25.6% of the Class A shares outstanding.
The stake comes from two main steps. First, XJ Harbour received 1,406,361 shares in an April 2024 business combination in exchange for equity in a Chinese subsidiary, later selling 995,701 and retaining 410,660 shares. Second, an unpaid cash obligation of EUR 20 million plus interest (aggregating US$ 26,962,158.90) was settled through a share-for-debt set-off, leading to the issuance of 12,540,539 additional shares on January 16, 2026.
The reporting group has sole voting and dispositive power over these shares and indicates no specific current plans to change control or operations, while reserving flexibility to buy or sell shares over time.
SCHMID Group N.V. insiders Anette and Christian Schmid report large ownership stakes in the company’s Class A ordinary shares. Anette Schmid beneficially owns 14,868,800 Class A shares, or about 20.8% of the class, while Christian Schmid beneficially owns 17,856,200 Class A shares, or about 24.9%. These positions include 6,894,000 Class A shares and 2,000,000 warrants for each of them, counted as if converted into shares for ownership calculations.
Their shared holdings also reflect interests in 14,937,000 Class A shares held by the Community of Heirs of Dieter C. Schmid, where Anette holds 40% and Christian 60%. The stakes arose from an exchange of interests in Gebr. Schmid GmbH into SCHMID Group N.V. shares as part of a business combination completed on April 30, 2024, with Pegasus Digital Mobility Acquisition Corp. As of January 21, 2026, ownership percentages are calculated using 50,603,011 Class A shares outstanding and 21,000,000 warrants, assuming all warrants convert 1:1 into shares.
SCHMID Group N.V. has secured a new financing package by agreeing to issue $30 million of senior convertible notes and related warrants to an institutional investor in a private placement. The notes are funded in two $15 million tranches, carry a 7% annual interest rate payable mainly in kind, mature on January 21, 2028, and are convertible at prices tied to 95% of the volume‑weighted average share price, subject to minimum prices and daily limits. Warrants linked to the notes’ principal amount will be exercisable in cash or on a cashless basis until December 15, 2028. SCHMID’s German operating subsidiary guarantees the notes, and the company will register the resale of the underlying shares.
The company will not draw the remaining €7.5 million from a previously announced €10 million convertible loan facility because the new terms are described as more favorable. SCHMID also converted $26,962,158.90 of liabilities owed to XJ Harbour HK Limited into 12,540,539 new shares at $2.15 per share, increasing shares outstanding from about 43.06 million to 55.6 million. Five million earn‑out shares held by Christian and Anette Schmid may be cancelled in 2027 if share‑price targets of $15.00 and $18.00 are not met. The company reiterates its plan to complete and file its 2024 Form 20‑F in February 2026 to regain full compliance with Nasdaq and SEC requirements.
SCHMID Group N.V. reported half-year 2025 results and updated its 2025 outlook, now expecting full-year sales at the lower end of its earlier €72–77 million forecast because of delayed contractual advance payments and related project postponements. The company still reconfirms its target EBITDA margin of about 15% for the year.
The company’s board appointed Arthur Schuetz as Chief Financial Officer effective January 1, 2026, succeeding Julia Natterer, who will focus on the operative business and remain CFO of Gebr. Schmid GmbH. Schuetz brings more than 20 years of investment banking experience in equity and debt capital raisings and cross-border M&A.
SCHMID Group agreed a secured two‑tranche term loan facility of up to €10 million with Black Forest Special Situations I, backed by a consortium including its chairman, board members and the new CFO. The first €2.5 million tranche is funded in December 2025, with up to €7.5 million to follow early 2026, bearing 15% annual interest and a 15‑month maturity, and featuring a conversion right into shares at US$2.15. The company also received a €200,000 15‑month related‑party loan and currently expects to complete its 2024 financial statements and file its Form 20‑F in February 2026, noting risks around Nasdaq rule compliance, financing and filing timing.