SIFCO Industries (SIF) CFO granted 10,000 restricted common shares

Rhea-AI Filing Summary

SIFCO Industries reported the initial share ownership of its Chief Financial Officer, Eric B. Shultz, on a Form 3. The filing reflects an award of 10,000 restricted shares of SIFCO common stock granted on January 5, 2026. These restrictions are scheduled to lapse on the day immediately preceding the three-year anniversary of the grant date, outlining a multi-year vesting horizon for the CFO’s equity compensation.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Shultz Eric B

(Last) (First) (Middle)

6317 COLDSTREAM DRIVE

(Street)

HIGHLAND HEIGHTS OH 44143

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/20/2026

3. Issuer Name and Ticker or Trading Symbol
SIFCO INDUSTRIES INC [ SIF ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
SIFCO Common Stock	10,000(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On January 5, 2026, 10,000 restricted shares of SIFCO Industries, Inc. common stock were awarded. Restrictions to lapse on the day immediately preceding the three-year anniversary date of such award.

Remarks:

	Elizabeth Button Attorney-in-Fact for Eric B. Shultz	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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FAQ

What does SIFCO Industries (SIF) Form 3 report for Eric B. Shultz?

The Form 3 reports Chief Financial Officer Eric B. Shultz’s initial ownership of 10,000 restricted shares of SIFCO common stock. These shares represent his equity stake subject to vesting conditions tied to a multi-year service period.

How many SIFCO (SIF) shares were awarded to the CFO on January 5, 2026?

Eric B. Shultz was awarded 10,000 restricted shares of SIFCO Industries common stock on January 5, 2026. This equity grant forms part of his compensation and is subject to time-based restrictions that lapse over a defined period.

When do the restrictions on Eric B. Shultz’s SIFCO (SIF) restricted shares lapse?

The restrictions on Eric B. Shultz’s 10,000 restricted shares lapse on the day immediately preceding the three-year anniversary of the January 5, 2026 award. This structure encourages longer-term alignment with SIFCO’s performance and leadership continuity.

What type of security is reported in SIFCO (SIF) CFO Eric B. Shultz’s Form 3?

The Form 3 reports SIFCO Common Stock in the form of restricted shares. These are company shares granted as compensation, which become fully available only after specified vesting conditions and time-based restrictions are satisfied.

Is Eric B. Shultz’s ownership in SIFCO (SIF) direct or indirect?

Eric B. Shultz’s ownership is reported as direct, meaning the 10,000 restricted shares of SIFCO common stock are held in his own name. No related entity or indirect holding structure is indicated in the provided disclosure and footnote.