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Intracoastal, Kopin & Asher Disclose 9.99% Stake in Silo Pharma

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

This Schedule 13G/A reports that Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC collectively may beneficially own 838,081 shares of Silo Pharma common stock, representing approximately 9.99% of the outstanding common shares. That reported stake primarily reflects 833,334 shares issuable upon exercise of one warrant and 4,747 shares issuable upon exercise of a second warrant.

The filing shows the Reporting Persons have no sole voting or dispositive power and instead hold shared voting and dispositive power over the 838,081 shares. Several additional warrants are subject to blocker provisions that prevent exercise to the extent that conversion would push ownership above certain thresholds; excluding those blocked amounts, the Reporting Persons could be deemed to beneficially own 2,392,524 shares. The filing includes a certification that the securities are not held to change or influence control of the issuer.

Positive

  • Disclosure of a material stake: Reporting Persons disclose beneficial ownership of 838,081 shares, equal to 9.99% of the class.
  • Warrant-based upside: The position is largely driven by warrants (including 833,334 shares from one warrant), creating clear conversion pathways under permitted conditions.
  • Certification of passive intent: The filing includes an explicit certification that the securities are not held to change or influence control.

Negative

  • No sole voting or dispositive power: Each Reporting Person reports 0 shares of sole voting or dispositive power and only shared power over the reported shares.
  • Blocker provisions limit conversion: Significant warrant amounts are excluded from current beneficial ownership because they cannot be exercised to the extent they would increase ownership above 9.99% or 4.99%, capping near-term upside in governance influence.

Insights

TL;DR: Reporting persons hold a near-10% economic position via warrants, but blocker provisions and shared power limit immediate control.

The reported 838,081 share position (about 9.99%) is economically meaningful for a small-cap structure and derives largely from warrant exposure (833,334 shares from one warrant). However, the reporters state 0 shares of sole voting or dispositive power and instead report shared control, which constrains their ability to unilaterally influence governance. Multiple warrants contain explicit blocker provisions that prevent conversion if doing so would exceed 9.99% or 4.99% ownership thresholds; without those blockers the position would nominally rise to 2,392,524 shares. For market impact, this filing signals a material passive economic stake but limited immediate governance influence.

TL;DR: The filing documents material warrant-based exposure but affirms passive intent and structural limits on voting influence.

The certification in the filing explicitly states the holdings were not acquired to change control, consistent with a Schedule 13G filing stance. The Reporting Persons disclose shared voting and dispositive power over 838,081 shares and emphasize several warrants include blocker provisions that restrict exercise to avoid surpassing specified ownership caps. From a governance perspective, the combination of shared power and contractual blocker protections reduces the likelihood of an immediate control contest, while leaving open the possibility of increased economic exposure if blockers are removed or restructured in the future.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Mitchell P. Kopin
Signature:/s/ Mitchell P. Kopin
Name/Title:Mitchell P. Kopin
Date:08/12/2025
Daniel B. Asher
Signature:/s/ Daniel B. Asher
Name/Title:Daniel B. Asher
Date:08/12/2025
Intracoastal Capital LLC
Signature:/s/ Mitchell P. Kopin
Name/Title:Mitchell P. Kopin, Manager
Date:08/12/2025

FAQ

How many Silo Pharma (SILO) shares do the reporting persons beneficially own?

The Reporting Persons report beneficial ownership of 838,081 shares, representing approximately 9.99% of the outstanding common stock.

What portion of the 838,081 shares comes from warrants?

833,334 of the reported shares are issuable upon exercise of one warrant and 4,747 are issuable upon exercise of a second warrant.

Do the reporting persons have sole voting or dispositive power over these shares?

No. Each reporting person reports 0 shares of sole voting power and 0 shares of sole dispositive power; they report shared voting and dispositive power over the 838,081 shares.

Are there restrictions that prevent exercise of additional warrants?

Yes. Several warrants include blocker provisions preventing exercise to the extent that such exercise would result in beneficial ownership above specified thresholds (e.g., 9.99% or 4.99%), and certain large warrant amounts are therefore excluded from current ownership calculations.

How many shares would the Reporting Persons beneficially own without the blocker provisions?

The filing states that without the blocker provisions the Reporting Persons may have been deemed to beneficially own 2,392,524 shares.
Silo Pharma Inc

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