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Stonepine, Jon Plexico disclose 9.9% of SINTX (SINT) via shares and warrants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

SINTX Technologies reports that Stonepine entities and Jon M. Plexico jointly beneficially own 619,592 shares of Common Stock, equal to 9.9% of the class. The holdings comprise 209,205 shares and warrants to acquire 418,410 shares, subject to a 9.99% beneficial ownership limitation.

The filing cites 4,319,279 shares outstanding as of May 8, 2026 and notes 1,882,845 shares issued in a private placement referenced in a June 3, 2026 Form 8-K.

Positive

  • None.

Negative

  • None.

Insights

Stonepine and related parties report a near-10% economic stake in SINTX through shares and warrants.

The filing shows a combined position of 619,592 shares reported as 9.9% of the class, composed of 209,205 shares and 418,410 warrant equivalents subject to a 9.99% limitation. The percentage basis cites 4,319,279 shares outstanding as of May 8, 2026 and an additional 1,882,845 shares referenced from a private placement.

Cash-flow treatment and intent to exercise warrants are not stated in the excerpt; subsequent filings may disclose exercises or dispositions. Holder decisions and any exercise mechanics will determine future trading activity and potential dilution.

Reported shares beneficially owned 619,592 shares Aggregate position reported for Stonepine entities and Jon M. Plexico
Percent of class 9.9% Percent of Common Stock represented by 619,592 shares
Direct shares held 209,205 shares Common Stock directly held as stated in the filing
Warrants outstanding (reported) 418,410 warrants Warrants to acquire Common Stock included in beneficial ownership
Shares outstanding used in calculation 4,319,279 shares Shares outstanding as of <date>May 8, 2026</date> per cited Form 10-Q
Private placement shares cited 1,882,845 shares Shares issued in a private placement referenced from a <date>June 3, 2026</date> Form 8-K
Beneficial ownership cap 9.99% limitation Ownership limitation applied to the warrants as stated in the filing
beneficial ownership limitation regulatory
"subject to a 9.99% beneficial ownership limitation"
A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.
warrants to acquire financial
"warrants to acquire 418,410 shares of Common Stock"
shared voting power governance
"Shared Voting Power 619,592.00"
Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.
Schedule 13G regulatory
"form_type: SCHEDULE 13G"
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
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Learn about SEC filing dates





829392703

(CUSIP Number)
06/02/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: The securities beneficially owned by the reporting persons consist of (1) 209,205 shares of Common Stock, and (2) warrants to acquire 418,410 shares of Common Stock, subject to a 9.99% beneficial ownership limitation. The percentage reported herein is calculated based on (a) 4,319,279 shares of Common Stock outstanding as of May 8, 2026, as reported in the Form 10-Q filed by the Issuer for the quarter ending March 31, 2026, and (b) 1,882,845 shares of Common Stock issued by the Company in a private placement, as reported in the Form 8-K filed by the Issuer on June 3, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The securities beneficially owned by the reporting persons consist of (1) 209,205 shares of Common Stock, and (2) warrants to acquire 418,410 shares of Common Stock, subject to a 9.99% beneficial ownership limitation. The percentage reported herein is calculated based on (a) 4,319,279 shares of Common Stock outstanding as of May 8, 2026, as reported in the Form 10-Q filed by the Issuer for the quarter ending March 31, 2026, and (b) 1,882,845 shares of Common Stock issued by the Company in a private placement, as reported in the Form 8-K filed by the Issuer on June 3, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The securities beneficially owned by the reporting persons consist of (1) 209,205 shares of Common Stock, and (2) warrants to acquire 418,410 shares of Common Stock, subject to a 9.99% beneficial ownership limitation. The percentage reported herein is calculated based on (a) 4,319,279 shares of Common Stock outstanding as of May 8, 2026, as reported in the Form 10-Q filed by the Issuer for the quarter ending March 31, 2026, and (b) 1,882,845 shares of Common Stock issued by the Company in a private placement, as reported in the Form 8-K filed by the Issuer on June 3, 2026.


SCHEDULE 13G




Comment for Type of Reporting Person: The securities beneficially owned by the reporting persons consist of (1) 209,205 shares of Common Stock, and (2) warrants to acquire 418,410 shares of Common Stock, subject to a 9.99% beneficial ownership limitation. The percentage reported herein is calculated based on (a) 4,319,279 shares of Common Stock outstanding as of May 8, 2026, as reported in the Form 10-Q filed by the Issuer for the quarter ending March 31, 2026, and (b) 1,882,845 shares of Common Stock issued by the Company in a private placement, as reported in the Form 8-K filed by the Issuer on June 3, 2026.


SCHEDULE 13G



Stonepine Capital Management, LLC
Signature:/s/ Jon M. Plexico
Name/Title:Managing Member
Date:06/09/2026
Stonepine Capital, L.P.
Signature:/s/ Jon M. Plexico
Name/Title:Managing Member of the General Partner, Stonepine GP, LLC
Date:06/09/2026
Stonepine GP, LLC
Signature:/s/ Jon M. Plexico
Name/Title:Managing Member
Date:06/09/2026
Jon M. Plexico
Signature:/s/ Jon M. Plexico
Name/Title:Reporting Person
Date:06/09/2026
Exhibit Information

EXHIBIT 99 - AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G

FAQ

What stake does Stonepine hold in SINTX (SINT)?

Stonepine and related reporting persons beneficially own 619,592 shares, equal to 9.9% of the class. This position comprises 209,205 shares plus warrants to acquire 418,410 shares, subject to a 9.99% beneficial ownership limitation.

How was the 9.9% ownership percentage calculated?

The percentage is calculated using 4,319,279 shares outstanding as of May 8, 2026 and references 1,882,845 shares issued in a private placement reported in a June 3, 2026 Form 8-K as part of the filing's basis.

Do the reporting persons have sole voting or dispositive power over the shares?

No; the filing reports 0 sole voting power and 619,592 shared voting and dispositive power for each reporting person, indicating shared control rather than sole authority to vote or dispose of the shares.

What instruments comprise the reported beneficial ownership?

The position consists of 209,205 directly held Common Stock shares and warrants to acquire 418,410 shares. The warrants are included in the beneficial ownership calculation and are subject to a 9.99% ownership cap noted in the filing.

Does the filing say who receives proceeds if shares are sold?

The filing states the Partnership holds Common Stock for the benefit of its investors and has the right to direct receipt of dividends or sale proceeds. It does not specify transactions or who will receive proceeds from future sales.