STOCK TITAN

J. M. Smucker (SJM) CEO reports 12,677 shares withheld for tax on vesting

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

J. M. Smucker Co CEO Mark T. Smucker reported compensation-related share activity in Common Shares. On June 15, 2026, a total of 12,677 shares were withheld at $115.94 per share to satisfy tax liabilities upon the vesting of restricted stock under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. One withholding of 11,448 shares left 95,009 direct shares in that account, and a separate withholding of 1,229 shares left 106,457 direct shares in another. The filing also lists indirect holdings, including shares held by his wife, various trusts for his children, a GRAT, and a 401(k), with beneficial ownership of certain of these indirect positions disclaimed.

Positive

  • None.

Negative

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Insider SMUCKER MARK T
Role CEO, Chair of Board
Type Security Shares Price Value
Tax Withholding Common Shares 1,229 $115.94 $142K
Tax Withholding Common Shares 11,448 $115.94 $1.33M
holding Common Shares -- -- --
holding Common Shares -- -- --
holding Common Shares -- -- --
holding Common Shares -- -- --
holding Common Shares -- -- --
holding Common Shares -- -- --
Holdings After Transaction: Common Shares — 106,457 shares (Direct, null); Common Shares — 7,576 shares (Indirect, By 401(k))
Footnotes (1)
  1. Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. The reporting person disclaims beneficial ownership of these shares.
Tax-withheld shares (larger entry) 11,448 shares at $115.94 F-code tax-withholding disposition on June 15, 2026
Tax-withheld shares (smaller entry) 1,229 shares at $115.94 F-code tax-withholding disposition on June 15, 2026
Total shares withheld for taxes 12,677 shares Combined F-code tax-withholding shares on June 15, 2026
Direct holding after larger withholding 95,009 shares Direct common shares following 11,448-share tax withholding
Direct holding after smaller withholding 106,457 shares Direct common shares following 1,229-share tax withholding
Indirect holding by wife 3,469 shares Common shares held indirectly by wife
Indirect holding by 2025 GRAT 60,000 shares Common shares held indirectly by GRAT (2025)
Indirect holding by 401(k) 7,576 shares Common shares held indirectly via 401(k)
restricted stock financial
"tax liability upon the vesting of restricted stock pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Equity and Incentive Compensation Plan financial
"pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan"
tax liability financial
"withheld by the Company to satisfy tax liability upon the vesting of restricted stock"
GRAT financial
"nature_of_ownership": "By GRAT (2025)""
401(k) financial
"nature_of_ownership": "By 401(k)""
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
beneficial ownership financial
"The reporting person disclaims beneficial ownership of these shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMUCKER MARK T

(Last)(First)(Middle)
ONE STRAWBERRY LANE

(Street)
ORRVILLE OHIO 44667-0280

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
J M SMUCKER Co [ SJM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO, Chair of Board
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares06/15/2026F1,229(1)D$115.94106,457D
Common Shares06/15/2026F11,448(1)D$115.9495,009D
Common Shares7,576IBy 401(k)
Common Shares60,000IBy GRAT (2025)
Common Shares61,204IBy Trust
Common Shares12,770.67IBy Trusts FBO Son(2)
Common Shares12,770.67IBy Trusts FBO Daughter(2)
Common Shares3,469IBy Wife(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan.
2. The reporting person disclaims beneficial ownership of these shares.
Remarks:
/s/ Jeannette L. Knudsen, POA06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did J. M. Smucker (SJM) CEO Mark Smucker report?

Mark T. Smucker reported tax-related dispositions, not market sales. On June 15, 2026, 12,677 J. M. Smucker common shares were withheld to cover tax liabilities arising from vesting restricted stock awards under the company’s 2020 Equity and Incentive Compensation Plan.

Were Mark Smucker’s J. M. Smucker (SJM) Form 4 transactions open-market sales?

No, the Form 4 shows F-code tax-withholding transactions, not open-market sales. Shares were delivered back to the company at $115.94 per share to satisfy tax obligations tied to vesting restricted stock, a routine compensation mechanism.

How many J. M. Smucker (SJM) shares were withheld for Mark Smucker’s taxes?

A total of 12,677 J. M. Smucker common shares were withheld. One entry covered 11,448 shares and another 1,229 shares, both priced at $115.94 per share, to satisfy tax liabilities on vesting restricted stock awards.

What are Mark Smucker’s direct J. M. Smucker (SJM) holdings after the Form 4 transactions?

After the reported tax-withholding dispositions, one direct holding line shows 95,009 J. M. Smucker common shares and another shows 106,457 shares. These reflect remaining direct ownership positions following the respective 11,448-share and 1,229-share tax-withholding entries.

What indirect J. M. Smucker (SJM) holdings are reported for Mark Smucker?

The filing lists indirect ownership in common shares held by his wife, trusts for his daughter and son, a trust, a 2025 GRAT, and a 401(k). The footnotes state that the reporting person disclaims beneficial ownership of certain of these indirect holdings.

What plan governed the restricted stock in Mark Smucker’s J. M. Smucker (SJM) filing?

The restricted stock referenced in the Form 4 vested under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. Shares were withheld by the company to cover related tax liabilities as the awards vested, according to the footnote disclosure.