[144] SkyWater Technology, Inc. SEC Filing

Rhea-AI Filing Summary

SkyWater Technology, Inc. submitted a Form 144 notice for a proposed sale of 37,845 common shares with an aggregate market value of $515,535.94. The shares are to be sold on Nasdaq through Jefferies LLC with an approximate sale date of 08/08/2025. The filing shows the shares were acquired by stock option exercise on 02/25/2022 (28,138 shares) and 02/15/2024 (9,707 shares), matching the total offered for sale. The issuer has 48,175,815 shares outstanding and the filer reports no securities sold in the past three months.

Insights

Securities Analyst

TL;DR: Routine Rule 144 notice for an option-derived sale; size is small relative to outstanding shares, so impact appears neutral.

The Form 144 documents a proposed sale of 37,845 common shares acquired via stock option exercises in 2022 and 2024. The sale is to be executed through Jefferies on Nasdaq on the stated date, and no disposals were reported in the prior three months. Relative to the issuer's 48,175,815 shares outstanding, the offered amount is a small fraction, and the filing contains no disclosures of material nonpublic information or other atypical items. Impact on capitalization or control is not evident from the notice alone.

Corporate Governance Expert

TL;DR: Administrative insider sale filing under Rule 144; procedural representation included, no governance red flags disclosed.

The filer certifies absence of material nonpublic information as part of the Form 144 signature block, a standard attestation for Rule 144 notices. Acquisition history shown consists solely of stock option exercises, and there are no reported related-party transactions or aggregated sales in the past three months. The document does not identify the selling person by name within the provided text, and no additional governance details are supplied.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Jefferies LLC 520 Madison Ave New York NY 10022	37845	515535.94	48175815	08/08/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2024	Stock Option Exercise	SkyWater Technology, Inc.			9707	02/15/2024	N/A
Common	02/25/2022	Stock Option Exercise	SkyWater Technology, Inc.			28138	02/25/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SkyWater (SKYT) report in this Form 144?

The filing reports a proposed sale of 37,845 common shares valued at $515,535.94, to be sold via Jefferies LLC on Nasdaq with an approximate sale date of 08/08/2025.

How were the 37,845 shares acquired according to the filing?

The shares were acquired by stock option exercise: 28,138 shares on 02/25/2022 and 9,707 shares on 02/15/2024.

Does the Form 144 show any sales of SkyWater securities in the past three months?

No. The filing explicitly states "Nothing to Report" for securities sold during the past three months.

How large is the proposed sale relative to SkyWater's outstanding shares?

The issuer reports 48,175,815 shares outstanding; the proposed sale of 37,845 shares represents a small fraction of total outstanding shares.

Which broker is named to execute the sale in the Form 144?

The broker listed in the filing is Jefferies LLC, 520 Madison Ave, New York, NY 10022.