STOCK TITAN

SkyWater Technology (SKYT) director receives 4,304-share RSU award, now holds 28,017 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Humke Joseph J reported acquisition or exercise transactions in this Form 4 filing.

SkyWater Technology director Joseph J. Humke received a grant of 4,304 shares of common stock in the form of restricted stock units. The RSUs carry a stated price of $0.00 per share and increase his direct holdings to 28,017 shares after the transaction.

The RSUs will vest on the date immediately preceding the next annual meeting of SkyWater’s stockholders, as long as Humke continues to serve through that vesting date. This filing reflects a compensation-related equity award rather than an open-market stock purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Humke Joseph J
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,304 $0.00 --
Holdings After Transaction: Common Stock — 28,017 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant 4,304 shares Restricted stock units awarded to director on 2026-06-10
Price per RSU $0.00 per share Stated transaction price for the RSU grant
Holdings after grant 28,017 shares Total direct common stock holdings after the RSU award
restricted stock units ("RSUs") financial
"Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
annual meeting of the Issuer's stockholders financial
"The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders"
continued service financial
"contingent on the reporting person's continued service on such vesting date"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Humke Joseph J

(Last)(First)(Middle)
88 11TH AVENUE NE

(Street)
MINNEAPOLIS MINNESOTA 55413

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SkyWater Technology, Inc [ SKYT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026A4,304(1)A$028,017D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.
/s/Christopher Hilberg, Attorney-in-Fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did SkyWater Technology (SKYT) director Joseph Humke report on this Form 4?

Joseph J. Humke reported an equity award of 4,304 restricted stock units in SkyWater Technology. These RSUs represent common stock grants as part of director compensation, not an open-market purchase or sale of existing shares.

How many SkyWater Technology (SKYT) shares does Joseph Humke hold after this RSU grant?

After the 4,304-share restricted stock unit grant, Joseph J. Humke holds 28,017 shares of SkyWater Technology common stock directly. This total reflects his updated ownership position reported in the Form 4 following the compensation-related award.

When do Joseph Humke’s new SkyWater (SKYT) RSUs vest?

The 4,304 restricted stock units vest immediately before SkyWater Technology’s next annual meeting of stockholders. Vesting is contingent on Humke’s continued service as a director through that vesting date, as described in the Form 4 footnote.

Was there a purchase price for Joseph Humke’s new SkyWater (SKYT) RSUs?

The RSU grant to Joseph J. Humke is reported at a price of $0.00 per share. This indicates a compensation-related award of restricted stock units rather than a cash-funded, open-market purchase of SkyWater Technology common stock.

Does this SkyWater (SKYT) Form 4 show any stock sales by Joseph Humke?

The Form 4 does not report any stock sales by Joseph J. Humke. It only reflects an acquisition coded as a grant or award of 4,304 restricted stock units, increasing his direct holdings in SkyWater Technology common stock.