Solid Power (SLDP) director Lesa Roe sells shares, receives RSU grant
Rhea-AI Filing Summary
Solid Power, Inc. director Lesa B. Roe reported both a sale of shares and an equity grant. Roe sold 39,207 shares of common stock at $2.66 per share in an open-market transaction, executed under a Rule 10b5-1 trading plan designed to cover tax liabilities from vesting restricted stock units.
On the same date, Roe received a grant of 44,133 restricted stock units, each representing one share of common stock upon vesting. After these transactions, Roe directly held 283,182 shares. The restricted stock units vest on the earlier of the first anniversary of the grant date or the day before Solid Power’s next annual stockholder meeting, subject to continued service.
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Insider Trade Summary 10b5-1
Net Seller: 39,207 shares ($104,291)
Net Sell
2 txns
Insider
Roe Lesa B
Role
Director
Sold
39,207 shs ($104K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 44,133 | $0.00 | -- |
| Sale | Common Stock | 39,207 | $2.66 | $104K |
Holdings After Transaction:
Common Stock — 283,182 shares (Direct)
Footnotes (1)
- Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date. This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2025 (the "10b5-1 Plan"). The 10b5-1 Plan was established to cover the reporting person's tax liability arising from vesting of restricted stock units.
Key Figures
Shares sold: 39,207 shares
Sale price: $2.66 per share
RSU grant size: 44,133 units
+2 more
5 metrics
Shares sold
39,207 shares
Open-market sale of common stock
Sale price
$2.66 per share
Price for sold common shares
RSU grant size
44,133 units
Restricted stock units awarded
Post-transaction holdings
283,182 shares
Common stock held directly after transactions
Net shares sold
39,207 shares
Net sell direction from transaction summary
Key Terms
restricted stock units, Rule 10b5-1 trading plan, Solid Power, Inc. 2021 Equity Incentive Plan
3 terms
restricted stock units financial
"Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 10b5-1 trading plan financial
"This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Solid Power, Inc. 2021 Equity Incentive Plan financial
"subject to the reporting person continuing to be a service provider in the Solid Power, Inc. 2021 Equity Incentive Plan"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transactions did Solid Power (SLDP) director Lesa B. Roe report?
Lesa B. Roe reported a same-day sale and grant. She sold 39,207 shares of Solid Power common stock at $2.66 per share and received 44,133 restricted stock units, which convert into common shares upon vesting subject to continued service conditions.
What equity award did Lesa B. Roe receive from Solid Power (SLDP)?
Roe received a grant of 44,133 restricted stock units from Solid Power. Each restricted stock unit represents the right to receive one share of common stock upon vesting, linking her compensation to future company performance and continued service with the company.
When do Lesa B. Roe’s restricted stock units in Solid Power (SLDP) vest?
The restricted stock units vest on the earlier of the first anniversary of the grant date or the day before Solid Power’s next annual stockholder meeting. Vesting also requires Roe to remain a service provider under the 2021 Equity Incentive Plan through that date.
What is the purpose of Lesa B. Roe’s Rule 10b5-1 trading plan with Solid Power (SLDP)?
The Rule 10b5-1 trading plan was established to manage Roe’s tax liability from vesting restricted stock units. It pre-schedules sales like the 39,207-share transaction, helping separate routine tax-related portfolio adjustments from discretionary stock sales decisions.