Welcome to our dedicated page for Sun Life Finl SEC filings (Ticker: SLF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sun Life Financial Inc. (SLF) is a foreign issuer whose shares trade on the Toronto (TSX), New York (NYSE) and Philippine (PSE) stock exchanges. As part of its U.S. regulatory obligations, Sun Life files with the Securities and Exchange Commission and uses Form 40-F for annual reporting and Form 6-K to furnish current information. This SEC filings page brings together those documents so investors can review the company’s official disclosures.
Recent Form 6-K filings for Sun Life Financial Inc. reference news releases, shareholders’ reports, certificates of the chief executive officer and chief financial officer under Canadian National Instrument 52-109, and earnings coverage ratio information under Canadian National Instrument 44-102. Other 6-Ks transmit news releases on topics such as quarterly results and corporate announcements. These filings complement the firm’s primary financial statements and provide additional detail on performance, capital markets activities and governance-related certifications.
Because Sun Life operates internationally in asset management, wealth, insurance and health solutions, its SEC filings can offer insight into segment performance, risk factors, capital structure and regulatory compliance. Investors who follow Sun Life’s life insurance, employee benefits and asset management businesses often review these documents alongside Canadian regulatory filings and local disclosures in other markets.
On Stock Titan, Sun Life’s filings are updated as new documents are posted to the SEC’s EDGAR system. AI-powered summaries help explain the contents of lengthy filings, highlighting key points from items such as shareholder reports or news releases furnished on Form 6-K. Users can quickly identify which filings relate to earnings updates, certifications, capital markets disclosures or other material information, and then drill down into the full text for deeper analysis.
For anyone researching SLF stock, this page serves as a central location to review Sun Life Financial Inc.’s U.S. regulatory history and understand how the company reports its activities to investors.
Sun Life Financial Inc. has amended and restated its Executive Stock Option Plan, effective as of May 6, 2026, to govern long‑term incentives for selected officers and senior managers across the company, its subsidiaries and designated affiliated entities.
The plan grants stock options at a price that is at least the fair market value of a share on the grant date, generally based on the TSX closing price. It includes blackout period extensions, change‑in‑control vesting rules, and allows attached stock appreciation rights payable in cash based on share price gains.
The maximum number of shares that may be issued under options outstanding pursuant to the plan is 34,525,000. Options for any one person, together with options under other employee‑related plans or option grants for services, are capped at 1% of outstanding shares, subject to stock exchange and legal limits. The board can amend or terminate the plan within specified boundaries, and participation is voluntary and does not guarantee continued employment or future grants.
Sun Life Financial Inc. has appointed Marcia Moffat to its Board of Directors, effective March 6, 2026. The appointment brings a leader with 30 years of experience across asset management, retail banking, investment banking and law in Canada, the U.S. and France.
Ms. Moffat previously served as Chief Executive Officer of BlackRock Asset Management Canada Limited and Country Head at BlackRock, where she helped grow Canadian assets under management over a 10-year period. Sun Life reported total assets under management of $1.60 trillion as of December 31, 2025, reflecting the scale at which she will be contributing at the board level.
Sun Life Financial Inc. filed a report confirming key details for its upcoming Annual General and Special Meeting of security holders. The meeting is scheduled for May 6, 2026.
The record date for notice, voting, and beneficial ownership determination is March 13, 2026, meaning investors holding common shares on that date will be entitled to receive meeting materials and vote. Only common shares carry notice and voting rights for this meeting.
The company will use a notice-and-access approach for both registered shareholders and beneficial holders, providing proxy-related materials electronically. Sun Life will also pay for delivery of materials to objecting beneficial owners, helping ensure broad distribution of the meeting information.
Sun Life Financial Inc. filed a Form 13F combination report showing holdings reported by multiple affiliated managers. The report lists 43 portfolio entries with a total market value of $1,905,282 (rounded) and identifies 3 other included managers. The report was signed by Randolph Brown, CIO, on 02-11-2026.
Sun Life Financial Inc. declared a quarterly dividend of $0.92 per common share, payable on March 31, 2026 to shareholders of record on February 25, 2026. This matches the amount paid in the previous quarter.
The Board also declared Q1 2026 dividends on several Class A Non-Cumulative Preferred Share series, including $0.278125 per share for Series 3 and 4, $0.281250 for Series 5, $0.264375 for Series 8R, $0.223644 for Series 9QR, $0.185438 for Series 10R, and $0.270493 for Series 11QR. As of December 31, 2025, Sun Life reported $1.60 trillion in assets under management.
Sun Life Financial Inc. filed its annual report on Form 40-F for the year ended December 31, 2025. The company reports 553,799,595 common shares outstanding, along with multiple series of Class A preferred shares, including Series 3, 4, 5, 8R, 9QR, 10R, 11QR and 14.
The filing incorporates by reference the 2025 Annual Management’s Discussion and Analysis, consolidated annual financial statements, and the annual information form dated February 11, 2026. It confirms Deloitte LLP as principal accountant, identifies three Audit Committee Financial Experts, and includes exhibits such as a clawback policy, certifications, consents and interactive data files.
Sun Life Financial reported a strong finish to 2025. Underlying net income in Q4 was $1,094 million, up 13% from Q4 2024, with full-year underlying net income of $4,201 million, up 9%. Underlying diluted EPS rose to $1.96 in Q4 and $7.45 for the year, increases of 17% and 12% respectively.
Reported net income climbed to $722 million in Q4, up 205% year over year, and $3,472 million for 2025, up 14%. Underlying ROE was a high 19.1% in Q4 and 18.2% for the year, while reported ROE reached 12.6% and 15.1%. Assets under management grew to $1.605 trillion, up 4% from year-end 2024.
Growth was broad-based: Asset management & wealth underlying net income rose 10%, Group Health & Protection 16%, and Individual Protection 17% in Q4. Asia delivered 49% higher individual sales and strong new business margins, the U.S. saw a 45% increase in group sales, and Canada posted 46% higher asset management and wealth flows. Capital strength remained solid with a LICAT ratio of 157% and an underlying dividend payout ratio of 47%.
Sun Life Financial Inc. filed a Form 6-K providing the independent auditor’s report on its 2025 consolidated financial statements under Canadian generally accepted auditing standards. Deloitte LLP issued an unqualified opinion, stating the financial statements for 2025 and 2024 present fairly the company’s financial position and results in accordance with IFRS.
The auditors highlighted three key audit matters: valuation of insurance contract liabilities under IFRS 17, goodwill impairment testing for the U.S. Dental cash-generating unit, and fair value measurement of investment properties. No goodwill impairment was recorded, and the auditors reported no issues with the other information reviewed, such as Management’s Discussion and Analysis.
Sun Life Financial Inc. filed a Form 13F reporting institutional holdings. The filing, signed by Randolph Brown, CIO, lists 39 reported positions with a total value of $1,960,987 and names 3 other included managers. The report is dated 10-27-2025.