Southland Holdings Inc SEC Filings

Rudolph V. Renda, Co-COO, EVP, Director, and 10% owner of Southland Holdings (SLND), reported significant insider transactions on June 25, 2025. The transactions involved:

• Acquisition of 15,706 shares through the vesting of restricted stock units (RSUs)
• Disposition of 369 shares at $3.80 per share for tax withholding purposes

Following these transactions, Renda directly owns 6,108,335 shares and indirectly controls 3,119,259 additional shares through four family trusts: Rudolph V. Renda Jr. Trust (1,560,155 shares), Christy Lee Renda Trust (69,446 shares), and two children's trusts (744,829 shares each). Renda retains 31,412 unvested RSUs that will vest in equal portions on June 25, 2026, and 2027, as part of a three-year vesting schedule initiated in 2024.

Southland Holdings (SLND) reported significant insider trading activity by President and CEO Frankie S. Renda on June 25, 2025. Renda, who serves as Director and is a 10% owner, executed two key transactions:

• Acquired 55,432 shares through the vesting of Restricted Stock Units (RSUs)
• Disposed of 1,302 shares at $3.80 per share for tax withholding purposes

Following these transactions, Renda's holdings include 15,021,884 shares held directly and significant indirect ownership through multiple family trusts:

• 6,140,497 shares via Frank Renda 2015 Irrevocable Trust
• 2,211,394 shares each in three children's trusts
• 69,270 shares held by spouse

The RSU award from June 25, 2024, follows a three-year vesting schedule, with remaining portions vesting in 2026 and 2027. Renda maintains 110,866 unvested RSUs following this transaction.

Director Nathaniel Willis Parker IV of Southland Holdings (NYSE: SLND) received 7,957 shares of common stock on June 25, 2025 as partial compensation for his Board of Directors annual retainer fee. The shares were acquired at $0 cost as part of director compensation.

Key details of the transaction:

• Transaction Type: Direct Acquisition (Form 4)
• Position: Director
• Ownership Type: Direct
• Post-Transaction Holdings: 7,957 shares

This Form 4 filing indicates standard director compensation practices through equity grants, which aligns the director's interests with shareholders. The transaction was reported within the required two-business-day filing window.

Form 3 Initial Statement of Beneficial Ownership filed by Nathaniel Willis Parker IV for Southland Holdings (SLND) on June 28, 2025, reporting his position as a newly appointed Director of the company.

Key details:

• Event Date requiring statement: May 19, 2025
• Reporting Person's Role: Director (no 10% ownership or other positions)
• Filing Type: Individual filing
• Beneficial Ownership: No securities beneficially owned, either direct or indirect
• Address: 1100 Kubota Dr., Grapevine, TX 76051

This Form 3 filing indicates Mr. Parker's appointment as a Director without any initial equity stake in the company. The document was signed on June 25, 2025, and confirms compliance with SEC regulations requiring disclosure of beneficial ownership by company insiders.

Southland Holdings held its 2025 annual meeting of stockholders on June 13, with 87.1% of shares (47,049,024 of 53,996,404 total shares) represented. Three key proposals were voted on:

• Board Declassification: Shareholders approved amending the Certificate of Incorporation and Bylaws to declassify the Board of Directors with 43.6M votes in favor (96.2% approval)
• Director Elections: Two Class II directors were elected: - Izzy Martins (43.6M votes in favor) - Rudy Renda (43.5M votes in favor) Their terms will expire in 2026 if the declassification proposal is implemented, otherwise 2028
• Auditor Ratification: Grant Thornton LLP was ratified as independent auditor for FY2025 with 45.3M votes in favor (96.3% approval)

The company is classified as an emerging growth company. All proposals received strong shareholder support, with approval rates above 96% for each item.