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Southland Holdings (SLND) CFO receives 4,546 shares from RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Southland Holdings CFO and Treasurer Keith Bassano exercised previously granted restricted stock units that had vested, receiving 4,546 shares of common stock. The RSUs were awarded on March 7, 2025, vested on February 28, 2026, and were settled in shares on March 23, 2026. Following the settlement, Bassano directly holds 4,546 common shares from this award and no remaining units under it.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bassano Keith

(Last)(First)(Middle)
1100 KUBOTA DRIVE

(Street)
GRAPEVINE TEXAS 76051

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Southland Holdings, Inc. [ SLND ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO AND TREASURER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/23/2026M4,546A(1)4,546D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(2)03/23/2026M4,546 (1) (1)Common Stock4,546$00D
Explanation of Responses:
1. The reporting person received an award of restricted stock units on March 7, 2025. The restricted stock units vested on February 28, 2026 and settled for an equivalent number of shares of common stock on March 23, 2026.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or the cash equivalent thereof, in the Issuer's discretion.
/s/ Keith Bassano03/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Southland Holdings (SLND) report for Keith Bassano?

Southland Holdings reported that CFO and Treasurer Keith Bassano settled vested restricted stock units into 4,546 shares of common stock. This reflects equity compensation vesting rather than an open-market stock purchase or sale.

How many Southland Holdings (SLND) shares did the CFO receive in this Form 4?

Keith Bassano received 4,546 shares of Southland Holdings common stock through the exercise and settlement of restricted stock units. Each unit converted into one share, with no cash exercise price reported for the transaction.

When did the Southland Holdings (SLND) restricted stock units vest and settle?

The restricted stock units awarded to Keith Bassano vested on February 28, 2026 and settled into common shares on March 23, 2026. The original grant date for these units was March 7, 2025, according to the disclosed footnotes.

Is the Southland Holdings (SLND) CFO’s Form 4 a buy or a sale of shares?

The Form 4 reflects an acquisition through RSU settlement, not an open-market buy or sale. Vested restricted stock units converted into 4,546 common shares at a reported price of $0.00 per share as part of equity compensation.

Does the Southland Holdings (SLND) CFO still hold derivatives after this RSU exercise?

After this transaction, there are no remaining restricted stock units from this specific award. The filing’s derivative summary is empty, and Bassano’s reported post-transaction holding from this award is 4,546 common shares directly.
Southland Holdings Inc

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