STOCK TITAN

[Form 4] SM Energy Company Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Arteris, Inc. (NASDAQ: AIP) – Form 144 filing discloses that a shareholder intends to sell up to 1,554 common shares through Morgan Stanley Smith Barney on or after 07 / 03 / 2025. The estimated aggregate market value is $14,125.86. Total shares outstanding are 41,977,728, so the proposed sale represents roughly 0.0037 % of shares outstanding.

The filer—identified in the accompanying sales history as “10b5-1 Sales Plan for Laurent Moll” and “Laurent Moll”—has already disposed of 2,368 shares over the past three months through multiple Rule 10b5-1 transactions, generating $16,743 in gross proceeds. Combined with the new notice, total contemplated and recent sales amount to 3,922 shares, or approximately 0.009 % of outstanding shares.

No information on the seller’s relationship to Arteris, the purpose of the sale, or any material, non-public information is provided, and the standard Rule 144 representation affirms the seller’s lack of undisclosed adverse knowledge. Given the de-minimis size relative to the public float, the filing is unlikely to have a material impact on AIP’s share price, but investors may note the continued insider selling trend.

Arteris, Inc. (NASDAQ: AIP) – Deposito del modulo 144 rivela che un azionista intende vendere fino a 1.554 azioni ordinarie tramite Morgan Stanley Smith Barney a partire dal 07/03/2025. Il valore di mercato aggregato stimato è di 14.125,86 $. Le azioni totali in circolazione sono 41.977.728, pertanto la vendita proposta rappresenta circa lo 0,0037% delle azioni in circolazione.

Il dichiarante — identificato nella cronologia delle vendite come “Piano di vendita 10b5-1 per Laurent Moll” e “Laurent Moll” — ha già venduto 2.368 azioni negli ultimi tre mesi attraverso più transazioni conformi alla Regola 10b5-1, generando 16.743 $ di proventi lordi. Considerando la nuova comunicazione, le vendite totali contemplate e recenti ammontano a 3.922 azioni, ovvero circa lo 0,009% delle azioni in circolazione.

Non sono fornite informazioni sul rapporto del venditore con Arteris, sul motivo della vendita o su eventuali informazioni materiali non pubbliche, e la dichiarazione standard della Regola 144 conferma l’assenza di conoscenze sfavorevoli non divulgate da parte del venditore. Data la dimensione minima rispetto al flottante pubblico, il deposito probabilmente non avrà un impatto significativo sul prezzo delle azioni AIP, ma gli investitori potrebbero notare la tendenza continua alla vendita da parte degli insider.

Arteris, Inc. (NASDAQ: AIP) – Presentación del Formulario 144 revela que un accionista planea vender hasta 1,554 acciones ordinarias a través de Morgan Stanley Smith Barney a partir del 07/03/2025. El valor de mercado agregado estimado es de $14,125.86. El total de acciones en circulación es de 41,977,728, por lo que la venta propuesta representa aproximadamente el 0.0037% de las acciones en circulación.

El declarante — identificado en el historial de ventas como “Plan de ventas 10b5-1 para Laurent Moll” y “Laurent Moll” — ya ha vendido 2,368 acciones en los últimos tres meses mediante múltiples transacciones bajo la Regla 10b5-1, generando $16,743 en ingresos brutos. Sumando el nuevo aviso, las ventas contempladas y recientes ascienden a 3,922 acciones, o aproximadamente el 0.009% de las acciones en circulación.

No se proporciona información sobre la relación del vendedor con Arteris, el propósito de la venta ni información material no pública, y la declaración estándar bajo la Regla 144 afirma la ausencia de conocimiento adverso no divulgado por parte del vendedor. Dado el tamaño mínimo en relación con el flotante público, es poco probable que la presentación tenga un impacto material en el precio de las acciones de AIP, pero los inversores pueden notar la tendencia continua de ventas internas.

Arteris, Inc. (NASDAQ: AIP) – Form 144 제출에 따르면 주주가 Morgan Stanley Smith Barney를 통해 1,554주 보통주2025년 7월 3일 이후에 매도할 계획임을 공개했습니다. 예상 총 시장 가치는 $14,125.86입니다. 총 발행 주식 수는 41,977,728주로, 제안된 매도는 전체 발행 주식의 약 0.0037%에 해당합니다.

신고자는 판매 내역에서 “Laurent Moll을 위한 10b5-1 판매 계획” 및 “Laurent Moll”로 확인되며, 지난 3개월 동안 다수의 Rule 10b5-1 거래를 통해 이미 2,368주를 처분하여 총 $16,743의 총수익을 올렸습니다. 이번 신규 공지와 합산하면, 최근 및 예정된 매도 총량은 3,922주로 전체 발행 주식의 약 0.009%에 달합니다.

판매자와 Arteris 간의 관계, 매도 목적 또는 중요 비공개 정보에 대한 정보는 제공되지 않았으며, Rule 144 표준 진술은 판매자가 공개되지 않은 불리한 정보를 보유하지 않았음을 확인합니다. 공개 주식 수에 비해 매우 적은 규모이므로 이번 제출이 AIP 주가에 중대한 영향을 미칠 가능성은 낮지만, 투자자들은 내부자 매도 추세가 계속되고 있음을 주목할 수 있습니다.

Arteris, Inc. (NASDAQ : AIP) – Dépôt du formulaire 144 révèle qu’un actionnaire prévoit de vendre jusqu’à 1 554 actions ordinaires via Morgan Stanley Smith Barney à partir du 03/07/2025. La valeur marchande agrégée estimée est de 14 125,86 $. Le nombre total d’actions en circulation est de 41 977 728, ce qui signifie que la vente proposée représente environ 0,0037 % des actions en circulation.

Le déclarant — identifié dans l’historique des ventes comme « Plan de vente 10b5-1 pour Laurent Moll » et « Laurent Moll » — a déjà vendu 2 368 actions au cours des trois derniers mois via plusieurs transactions conformes à la règle 10b5-1, générant 16 743 $ de produits bruts. En combinant avec le nouvel avis, le total des ventes envisagées et récentes s’élève à 3 922 actions, soit environ 0,009 % des actions en circulation.

Aucune information n’est fournie concernant la relation du vendeur avec Arteris, le but de la vente ou toute information matérielle non publique, et la déclaration standard de la règle 144 confirme que le vendeur ne détient pas de connaissances défavorables non divulguées. Étant donné la taille minime par rapport au flottant public, ce dépôt est peu susceptible d’avoir un impact significatif sur le cours de l’action AIP, mais les investisseurs peuvent noter la tendance persistante des ventes d’initiés.

Arteris, Inc. (NASDAQ: AIP) – Form 144 Einreichung offenbart, dass ein Aktionär beabsichtigt, bis zu 1.554 Stammaktien über Morgan Stanley Smith Barney ab dem 03.07.2025 zu verkaufen. Der geschätzte aggregierte Marktwert beträgt 14.125,86 $. Die Gesamtzahl der ausstehenden Aktien beträgt 41.977.728, sodass der vorgeschlagene Verkauf etwa 0,0037% der ausstehenden Aktien entspricht.

Der Einreicher – in der begleitenden Verkaufshistorie als „10b5-1 Verkaufsplan für Laurent Moll“ und „Laurent Moll“ identifiziert – hat in den letzten drei Monaten bereits 2.368 Aktien durch mehrere Rule 10b5-1 Transaktionen veräußert und dabei 16.743 $ Bruttoerlös erzielt. Zusammen mit der neuen Mitteilung belaufen sich die geplanten und jüngsten Verkäufe auf insgesamt 3.922 Aktien, was ungefähr 0,009% der ausstehenden Aktien entspricht.

Es werden keine Informationen zur Beziehung des Verkäufers zu Arteris, zum Zweck des Verkaufs oder zu wesentlichen, nicht öffentlichen Informationen bereitgestellt, und die Standarderklärung gemäß Rule 144 bestätigt, dass der Verkäufer keine nicht offengelegten nachteiligen Kenntnisse besitzt. Aufgrund der minimalen Größe im Verhältnis zum Streubesitz ist es unwahrscheinlich, dass die Einreichung einen wesentlichen Einfluss auf den Aktienkurs von AIP hat, dennoch könnten Investoren den anhaltenden Insider-Verkaufstrend zur Kenntnis nehmen.

Positive
  • None.
Negative
  • Insider selling activity: Proposed sale of 1,554 shares plus 2,368 shares sold in the prior three months could be viewed cautiously, even if quantitatively immaterial.

Insights

TL;DR Small Form 144 for 1,554 shares; cumulative insider sales remain immaterial to float—signal negligible market impact.

The notice covers a proposed sale worth just over $14 k, following prior 10b5-1 plan sales totaling 2,368 shares in the last quarter. Relative to nearly 42 million shares outstanding, the activity is statistically insignificant (<0.01 %). Such filings are routine liquidity events or plan executions; they rarely influence valuation unless size or frequency is extraordinary. Investors may monitor for accelerating insider disposition, but on current data the filing is neutral for valuation, cash flow, or governance risk.

Arteris, Inc. (NASDAQ: AIP) – Deposito del modulo 144 rivela che un azionista intende vendere fino a 1.554 azioni ordinarie tramite Morgan Stanley Smith Barney a partire dal 07/03/2025. Il valore di mercato aggregato stimato è di 14.125,86 $. Le azioni totali in circolazione sono 41.977.728, pertanto la vendita proposta rappresenta circa lo 0,0037% delle azioni in circolazione.

Il dichiarante — identificato nella cronologia delle vendite come “Piano di vendita 10b5-1 per Laurent Moll” e “Laurent Moll” — ha già venduto 2.368 azioni negli ultimi tre mesi attraverso più transazioni conformi alla Regola 10b5-1, generando 16.743 $ di proventi lordi. Considerando la nuova comunicazione, le vendite totali contemplate e recenti ammontano a 3.922 azioni, ovvero circa lo 0,009% delle azioni in circolazione.

Non sono fornite informazioni sul rapporto del venditore con Arteris, sul motivo della vendita o su eventuali informazioni materiali non pubbliche, e la dichiarazione standard della Regola 144 conferma l’assenza di conoscenze sfavorevoli non divulgate da parte del venditore. Data la dimensione minima rispetto al flottante pubblico, il deposito probabilmente non avrà un impatto significativo sul prezzo delle azioni AIP, ma gli investitori potrebbero notare la tendenza continua alla vendita da parte degli insider.

Arteris, Inc. (NASDAQ: AIP) – Presentación del Formulario 144 revela que un accionista planea vender hasta 1,554 acciones ordinarias a través de Morgan Stanley Smith Barney a partir del 07/03/2025. El valor de mercado agregado estimado es de $14,125.86. El total de acciones en circulación es de 41,977,728, por lo que la venta propuesta representa aproximadamente el 0.0037% de las acciones en circulación.

El declarante — identificado en el historial de ventas como “Plan de ventas 10b5-1 para Laurent Moll” y “Laurent Moll” — ya ha vendido 2,368 acciones en los últimos tres meses mediante múltiples transacciones bajo la Regla 10b5-1, generando $16,743 en ingresos brutos. Sumando el nuevo aviso, las ventas contempladas y recientes ascienden a 3,922 acciones, o aproximadamente el 0.009% de las acciones en circulación.

No se proporciona información sobre la relación del vendedor con Arteris, el propósito de la venta ni información material no pública, y la declaración estándar bajo la Regla 144 afirma la ausencia de conocimiento adverso no divulgado por parte del vendedor. Dado el tamaño mínimo en relación con el flotante público, es poco probable que la presentación tenga un impacto material en el precio de las acciones de AIP, pero los inversores pueden notar la tendencia continua de ventas internas.

Arteris, Inc. (NASDAQ: AIP) – Form 144 제출에 따르면 주주가 Morgan Stanley Smith Barney를 통해 1,554주 보통주2025년 7월 3일 이후에 매도할 계획임을 공개했습니다. 예상 총 시장 가치는 $14,125.86입니다. 총 발행 주식 수는 41,977,728주로, 제안된 매도는 전체 발행 주식의 약 0.0037%에 해당합니다.

신고자는 판매 내역에서 “Laurent Moll을 위한 10b5-1 판매 계획” 및 “Laurent Moll”로 확인되며, 지난 3개월 동안 다수의 Rule 10b5-1 거래를 통해 이미 2,368주를 처분하여 총 $16,743의 총수익을 올렸습니다. 이번 신규 공지와 합산하면, 최근 및 예정된 매도 총량은 3,922주로 전체 발행 주식의 약 0.009%에 달합니다.

판매자와 Arteris 간의 관계, 매도 목적 또는 중요 비공개 정보에 대한 정보는 제공되지 않았으며, Rule 144 표준 진술은 판매자가 공개되지 않은 불리한 정보를 보유하지 않았음을 확인합니다. 공개 주식 수에 비해 매우 적은 규모이므로 이번 제출이 AIP 주가에 중대한 영향을 미칠 가능성은 낮지만, 투자자들은 내부자 매도 추세가 계속되고 있음을 주목할 수 있습니다.

Arteris, Inc. (NASDAQ : AIP) – Dépôt du formulaire 144 révèle qu’un actionnaire prévoit de vendre jusqu’à 1 554 actions ordinaires via Morgan Stanley Smith Barney à partir du 03/07/2025. La valeur marchande agrégée estimée est de 14 125,86 $. Le nombre total d’actions en circulation est de 41 977 728, ce qui signifie que la vente proposée représente environ 0,0037 % des actions en circulation.

Le déclarant — identifié dans l’historique des ventes comme « Plan de vente 10b5-1 pour Laurent Moll » et « Laurent Moll » — a déjà vendu 2 368 actions au cours des trois derniers mois via plusieurs transactions conformes à la règle 10b5-1, générant 16 743 $ de produits bruts. En combinant avec le nouvel avis, le total des ventes envisagées et récentes s’élève à 3 922 actions, soit environ 0,009 % des actions en circulation.

Aucune information n’est fournie concernant la relation du vendeur avec Arteris, le but de la vente ou toute information matérielle non publique, et la déclaration standard de la règle 144 confirme que le vendeur ne détient pas de connaissances défavorables non divulguées. Étant donné la taille minime par rapport au flottant public, ce dépôt est peu susceptible d’avoir un impact significatif sur le cours de l’action AIP, mais les investisseurs peuvent noter la tendance persistante des ventes d’initiés.

Arteris, Inc. (NASDAQ: AIP) – Form 144 Einreichung offenbart, dass ein Aktionär beabsichtigt, bis zu 1.554 Stammaktien über Morgan Stanley Smith Barney ab dem 03.07.2025 zu verkaufen. Der geschätzte aggregierte Marktwert beträgt 14.125,86 $. Die Gesamtzahl der ausstehenden Aktien beträgt 41.977.728, sodass der vorgeschlagene Verkauf etwa 0,0037% der ausstehenden Aktien entspricht.

Der Einreicher – in der begleitenden Verkaufshistorie als „10b5-1 Verkaufsplan für Laurent Moll“ und „Laurent Moll“ identifiziert – hat in den letzten drei Monaten bereits 2.368 Aktien durch mehrere Rule 10b5-1 Transaktionen veräußert und dabei 16.743 $ Bruttoerlös erzielt. Zusammen mit der neuen Mitteilung belaufen sich die geplanten und jüngsten Verkäufe auf insgesamt 3.922 Aktien, was ungefähr 0,009% der ausstehenden Aktien entspricht.

Es werden keine Informationen zur Beziehung des Verkäufers zu Arteris, zum Zweck des Verkaufs oder zu wesentlichen, nicht öffentlichen Informationen bereitgestellt, und die Standarderklärung gemäß Rule 144 bestätigt, dass der Verkäufer keine nicht offengelegten nachteiligen Kenntnisse besitzt. Aufgrund der minimalen Größe im Verhältnis zum Streubesitz ist es unwahrscheinlich, dass die Einreichung einen wesentlichen Einfluss auf den Aktienkurs von AIP hat, dennoch könnten Investoren den anhaltenden Insider-Verkaufstrend zur Kenntnis nehmen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PURSELL A WADE

(Last) (First) (Middle)
1700 LINCOLN STREET
SUITE 3200

(Street)
DENVER CO 80203

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SM Energy Co [ SM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CFO
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $.01 Par Value 06/30/2025 J(1) 136 A $21.34 379,303 D
Common Stock, $.01 Par Value 07/01/2025 M 10,515 A (2) 389,818 D
Common Stock, $.01 Par Value 07/01/2025 F 3,024 D $24.71 386,794 D
Common Stock, $.01 Par Value 07/01/2025 M 11,856 A (3) 398,650 D
Common Stock, $.01 Par Value 07/01/2025 F 5,022 D $24.71 393,628 D
Common Stock, $.01 Par Value 07/01/2025 M 9,543 A (4) 403,171 D
Common Stock, $.01 Par Value 07/01/2025 F 4,176 D $24.71 398,995 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 07/01/2025 M 10,515 (2) (2) Common Stock, $.01 Par Value 10,515 (2) 0 D
Restricted Stock Units (3) 07/01/2025 M 11,856 (3) (3) Common Stock, $.01 Par Value 11,856 (3) 11,855 D
Restricted Stock Units (4) 07/01/2025 M 9,543 (4) (4) Common Stock, $.01 Par Value 9,543 (4) 19,087 D
Explanation of Responses:
1. The Reporting Person purchased 136 shares of the Issuer's common stock on June 30, 2025, through the Issuer's Employee Stock Purchase Plan.
2. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments on July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.
3. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
4. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2025. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
Remarks:
Andrew T. Fiske (Attorney-in-Fact) 07/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Arteris (AIP) shares are proposed for sale in the Form 144?

The filing covers 1,554 common shares with an estimated value of $14,125.86.

When is the anticipated sale date for the shares?

The filer lists an approximate sale date of 07 / 03 / 2025.

What percentage of Arteris’s outstanding shares does the sale represent?

Approximately 0.0037 % of the company’s 41,977,728 shares outstanding.

How many Arteris shares has the seller disposed of in the past three months?

Prior Rule 10b5-1 transactions show 2,368 shares sold between April and July 2025.

Which broker will execute the proposed transaction?

The filing names Morgan Stanley Smith Barney LLC, Executive Financial Services, New York, NY.
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