David J. Mueller to sell 425 SMA (NYSE: SMA) shares on NYSE

Rhea-AI Filing Summary

David J. Mueller plans to sell 425 shares of SMA common stock through Fidelity Brokerage Services LLC, with an aggregate market value of $14,186.50, on or about July 16, 2026 on the NYSE.

He has also reported three prior 425-share sales in April, May and June 2026.

Key Figures

Planned sale quantity: 425 shares Planned sale value: $14,186.50 Prior sale on April 16, 2026: 425 shares for $13,506.50 +2 more

5 metrics

Planned sale quantity 425 shares Common stock planned to be sold by David J. Mueller

Planned sale value $14,186.50 Aggregate market value associated with the planned 425-share sale

Prior sale on April 16, 2026 425 shares for $13,506.50 Common stock sale reported in the past three months

Prior sale on May 18, 2026 425 shares for $12,609.75 Common stock sale reported in the past three months

Prior sale on June 16, 2026 425 shares for $13,787.00 Common stock sale reported in the past three months

Key Terms

Securities To Be Sold, Restricted Stock Vesting, Securities Sold During The Past 3 Months, Fidelity Brokerage Services LLC

4 terms

Securities To Be Sold financial

"Section labeled 144: Securities To Be Sold for common stock"

Restricted Stock Vesting financial

"Common | 06/24/2019 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Securities Sold During The Past 3 Months financial

"144: Securities Sold During The Past 3 Months listing prior sales"

Fidelity Brokerage Services LLC financial

"Common | Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

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Available on EDGAR 07/16/2026 - 09:57 AM Accepted by SEC EDGAR 07/16/2026 - 09:57 AM Learn about SEC filing dates

FAQ

How many SMA shares does David J. Mueller plan to sell?

David J. Mueller plans to sell 425 shares of SMA common stock through Fidelity Brokerage Services LLC, with an aggregate market value of $14,186.50 and an expected sale date around July 16, 2026 on the NYSE.

When is the planned sale of SMA stock expected to occur?

The planned sale is expected on or about July 16, 2026. It involves 425 shares of SMA common stock to be executed on the NYSE through Fidelity Brokerage Services LLC, as indicated in the securities information section.

What prior SMA stock sales has David J. Mueller reported in 2026?

David J. Mueller reported three prior SMA stock sales in 2026: 425 shares on April 16 for $13,506.50, 425 shares on May 18 for $12,609.75, and 425 shares on June 16 for $13,787.00, all listed in the past three months section.

Through which broker will David J. Mueller’s SMA shares be sold?

The planned sale of 425 SMA common shares will be executed through Fidelity Brokerage Services LLC, identified with its address in Smithfield, Rhode Island, and the transaction is expected to occur on the NYSE around July 16, 2026.

What types of SMA securities are referenced in this Form 144 content?

The content references common stock of SMA. It lists a planned sale of 425 common shares and prior common stock sales, along with earlier restricted stock vesting transactions categorized as compensation-related acquisitions in 2019 and 2020.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	425	14186.50	55365295	07/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/24/2019	Restricted Stock Vesting	Issuer			2	06/24/2019	Compensation
Common	06/09/2020	Restricted Stock Vesting	Issuer			78	06/09/2020	Compensation
Common	06/12/2020	Restricted Stock Vesting	Issuer			219	06/12/2020	Compensation
Common	06/22/2020	Restricted Stock Vesting	Issuer			126	06/22/2020	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David J. Mueller 10 Terrace Rd. Ladera Ranch CA 92694	Common	04/16/2026	425	13506.50
David J. Mueller 10 Terrace Rd. Ladera Ranch CA 92694	Common	05/18/2026	425	12609.75
David J. Mueller 10 Terrace Rd. Ladera Ranch CA 92694	Common	06/16/2026	425	13787.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)