Charles Schwab (SMC) affiliate files Form 144 to sell 10,000 shares on NYSE

Rhea-AI Filing Summary

Charles Schwab Corporation submitted a Form 144 notice relating to the proposed sale of 10,000 shares of Common Stock. The filing lists an aggregate amount of $317,000.00 and includes multiple prior director compensation equity grants dated 03/15/2022, 03/15/2023, 03/14/2025, and 03/16/2026 with share counts shown. The filing identifies the exchange as NYSE.

Insights

Corporate Governance Analyst

Routine Form 144 sale notice by an affiliate; lists 10,000 shares and prior director grants.

Charles Schwab Corporation is recorded as the issuer and the filing shows a proposed sale of $317,000.00 for 10,000 shares. The notice also enumerates director compensation equity grants dated 03/15/2022, 03/15/2023, 03/14/2025, and 03/16/2026 with listed share counts.

The filing is procedural: it notifies the market of an intended sale under regulatory rules. Cash‑flow treatment and whether the sale will be effected under a trading plan are not stated in the excerpt. Subsequent trading details will appear in transaction reports if and when the sales occur.

Key Figures

Shares proposed for sale: 10,000 shares Aggregate amount: $317,000.00 Exchange: NYSE +5 more

8 metrics

Shares proposed for sale 10,000 shares listed in the Form 144 line

Aggregate amount $317,000.00 aggregate amount shown on the security line

Exchange NYSE exchange listed on the security line

Shares outstanding (listed) 13,814,286 numeric value on the security line dated <date>05/18/2026</date>

Director grant 03/15/2022 1,675 shares Director Compensation Grant dated 03/15/2022

Director grant 03/15/2023 1,530 shares Director Compensation Grant dated 03/15/2023

Director grant 03/14/2025 3,062 shares Director Compensation Grant dated 03/14/2025

Director grant 03/16/2026 3,733 shares Director Compensation Grant dated 03/16/2026

Key Terms

Form 144, Director Compensation Grant, Equity Compensation

3 terms

Form 144 regulatory

"submitted a Form 144 notice relating to the proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Director Compensation Grant financial

"Director Compensation Grant | Issuer | 1675 | 03/15/2022"

Equity Compensation financial

"Equity Compensation Common | 03/16/2026 | Director Compensation Grant"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/18/2026 - 03:19 PM Learn about SEC filing dates

FAQ

What does the Form 144 filed for SMC show?

The Form 144 shows a proposed sale of 10,000 shares of Common Stock for an aggregate $317,000.00. It also lists prior director compensation equity grants with specific grant dates and share counts.

Who is listed as the issuer in the Form 144 for SMC?

The filing identifies Charles Schwab Corporation as the issuer and lists the security as Common Stock trading on the NYSE. The excerpt ties the sale notice to that issuer.

Does the filing state how the shares will be sold?

The excerpt does not describe specific sale methods or a trading plan. It lists the proposed sale quantity and aggregate amount but does not state whether sales will be block trades, open-market, or under a 10b5-1 plan.

Are the director compensation grants included in the registered sale?

The filing enumerates director compensation grants dated 03/15/2022, 03/15/2023, 03/14/2025, and 03/16/2026 with listed share amounts; the document lists them as prior equity compensation grants but does not state they are being separately registered for resale.

What timing or effective date does the Form 144 include?

The excerpt shows a date of 05/18/2026 adjacent to the security line. No further timing or settlement schedule for the proposed sale is provided in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	10000	317000.00	13814286	05/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2022	Director Compensation Grant	Issuer			1675	03/15/2022	Equity Compensation
Common	03/15/2023	Director Compensation Grant	Issuer			1530	03/15/2023	Equity Compensation
Common	03/14/2025	Director Compensation Grant	Issuer			3062	03/14/2025	Equity Compensation
Common	03/16/2026	Director Compensation Grant	Issuer			3733	03/16/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)