SMCI (NASDAQ: SMCI) brokered notice for 10,000-share option sale

Rhea-AI Filing Summary

SMCI notice: a Form 144/A records a proposed sale of 10,000 shares of Common Stock via a stock option exercise on 05/11/2026. The filing lists Morgan Stanley Smith Barney LLC as the broker, an aggregate amount of $355,500.00, and Cash as the consideration method.

Insights

Securities Compliance Counsel

Regulatory notice of a resale tied to an option exercise with brokered sale details.

The filing lists a proposed resale of 10,000 common shares following a stock option exercise on 05/11/2026, with Morgan Stanley Smith Barney LLC shown as broker and $355,500.00 as an aggregate figure. This is a regulatory notification of an intended sale, not a transfer completion statement.

Execution, timing, and ultimate cash‑flow recipients depend on subsequent transactions and confirmations; the filing itself documents the intended method as Cash and the broker involved. Subsequent public filings may disclose consummation details.

Key Figures

Shares proposed for sale: 10,000 shares Aggregate amount: $355,500.00 Filing date: 05/11/2026

3 metrics

Shares proposed for sale 10,000 shares Stock option exercise on <date>05/11/2026</date>

Aggregate amount $355,500.00 Listed on Form 144/A (05/11/2026)

Filing date 05/11/2026 Date associated with the stock option exercise and Form 144/A

Key Terms

Form 144/A, Stock Option Exercise, Broker

3 terms

Form 144/A regulatory

"144/A: Securities To Be Sold"

Stock Option Exercise financial

"Securities To Be Sold | Stock Option Exercise"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Broker market

"Morgan Stanley Smith Barney LLC 1 New York Plaza"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	355500.00	601418482	05/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/11/2026	Stock Option Exercise	Issuer			10000	05/11/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SMCI's Form 144/A report?

It reports a proposed sale of 10,000 common shares related to a stock option exercise dated 05/11/2026. The filing lists Morgan Stanley Smith Barney LLC as broker and $355,500.00 as the aggregate figure.

Who is the broker handling the sale in the SMCI filing?

The filing names Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor, New York, NY. It is listed as the broker associated with the proposed sale on 05/11/2026.

What method of consideration is listed for the SMCI transaction?

The Form 144/A indicates Cash as the consideration method for the transaction tied to the stock option exercise executed on 05/11/2026

How many shares and what aggregate amount are shown in the SMCI filing?

The filing shows 10,000 shares and an aggregate amount of $355,500.00, both tied to the stock option exercise dated 05/11/2026.