Affiliate reports multiple stock sales (SMCI) in Form 144 filing

Rhea-AI Filing Summary

SMCI affiliate submitted a Form 144 reporting proposed and recent sales of common stock. The filing lists a proposed sale of 66,126 restricted shares (dated 08/10/2023) and a stock option exercise of 70,000 shares (dated 05/22/2026). The filing also discloses multiple dispositions by Yih-Shyan W. Liaw in May 2026, including transactions on 05/18/2026, 05/19/2026, 05/20/2026, and other May dates, with per-transaction share counts and proceeds provided.

Key Figures

Restricted shares proposed: 66,126 shares Stock option exercise: 70,000 shares Sale example - 05/18/2026: 67,879 shares for $2,042,218.11 +5 more

8 metrics

Restricted shares proposed 66,126 shares Securities To Be Sold dated <date>08/10/2023</date>

Stock option exercise 70,000 shares Stock Option Exercise dated <date>05/22/2026</date>

Sale example - 05/18/2026 67,879 shares for $2,042,218.11 Disposition by Yih-Shyan W. Liaw on <date>05/18/2026</date>

Sale example - 05/20/2026 54,670 shares for $1,777,105.00 Disposition by Yih-Shyan W. Liaw on <date>05/20/2026</date>

Sale example - 05/19/2026 20,000 shares for $622,500.00 Disposition by Yih-Shyan W. Liaw on <date>05/19/2026</date>

Sale example - 05/14/2026 30,000 shares for $997,501.00 Disposition by Yih-Shyan W. Liaw on <date>05/14/2026</date>

Sale example - 05/13/2026 10,000 shares for $330,000.00 Disposition by Yih-Shyan W. Liaw on <date>05/13/2026</date>

Sale example - 05/11/2026 10,000 shares for $355,500.00 Disposition by Yih-Shyan W. Liaw on <date>05/11/2026</date>

Key Terms

Form 144, Restricted Stock, Stock Option Exercise, Issuer

4 terms

Form 144 regulatory

"Filed as the notice for proposed sales of securities"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Securities To Be Sold | Common | 08/10/2023 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Stock Option Exercise financial

"Securities To Be Sold | 05/22/2026 | Stock Option Exercise"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Issuer regulatory

"Issuer listed as Morgan Stanley Smith Barney LLC in issuer information"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	136126	4781990.00	601418482	05/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/10/2023	Restricted Stock	Issuer			66126	08/10/2023	Not Applicable
Common	05/22/2026	Stock Option Exercise	Issuer			70000	05/22/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/20/2026	54670	1777105.00
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/19/2026	20000	622500.00
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/18/2026	67879	2042218.11
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/14/2026	30000	997501.00
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/13/2026	10000	330000.00
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/11/2026	10000	355500.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SMCI Form 144 disclose about proposed sales?

The filing discloses a proposed sale of 66,126 restricted shares (dated 08/10/2023) and a 70,000-share option exercise dated 05/22/2026. It lists these securities under the "Securities To Be Sold" section.

Who reported recent sales in the SMCI Form 144?

Yih-Shyan W. Liaw is named for multiple dispositions in May 2026. The filing lists several transactions on 05/11/2026 through 05/20/2026 with share counts and gross proceeds for each sale.

What specific May 2026 sales figures are shown in the filing?

Examples shown include sales of 67,879 shares for $2,042,218.11 on 05/18/2026 and 54,670 shares for $1,777,105.00 on 05/20/2026. The filing lists per-transaction shares and proceeds.

Does the Form 144 state how the option exercise was paid?

Yes, the filing lists the stock option exercise of 70,000 shares dated 05/22/2026 with the payment method marked as Cash in the Securities To Be Sold section.

Which broker/dealer or issuer is referenced in the filing?

The filing lists Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza, 8th Floor, New York, NY 10004 in the issuer/securities information section.