Yih-Shyan W Liaw to sell 10,000 SMCI shares (NASDAQ: SMCI)

Rhea-AI Filing Summary

Yih-Shyan W Liaw reported an intended sale of 10,000 shares of Common Stock of SMCI via a stock option exercise to be effected on 05/13/2026. The filing also records a prior sale of 10,000 shares on 05/11/2026 for $355,500.00.

Key Figures

Intended sale: 10,000 shares Value listed (adjacent): $330,000.00 Prior sale: 10,000 shares +2 more

5 metrics

Intended sale 10,000 shares to be sold via stock option exercise on 05/13/2026

Value listed (adjacent) $330,000.00 amount shown alongside 10,000-share line for 05/13/2026

Prior sale 10,000 shares sold on 05/11/2026 by Yih-Shyan W Liaw

Proceeds from prior sale $355,500.00 amount shown for the 05/11/2026 sale

Filing date / trade date 05/13/2026 date tied to the intended stock option exercise sale

Key Terms

Form 144, Stock Option Exercise, Issuer, Cash

4 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Option Exercise financial

"Securities To Be Sold | Stock Option Exercise"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Issuer regulatory

"Securities To Be Sold | Issuer"

Cash financial

"Securities To Be Sold | Cash"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	330000.00	601418482	05/13/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/13/2026	Stock Option Exercise	Issuer			10000	05/13/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/11/2026	10000	355500.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SMCI Form 144 filed by Yih-Shyan W Liaw report?

It reports an intended sale of 10,000 SMCI common shares via option exercise on 05/13/2026. The filing also discloses a prior sale of 10,000 shares on 05/11/2026 for $355,500.00.

How many SMCI shares does the Form 144 seek to sell and when?

The Form 144 seeks to sell 10,000 shares on 05/13/2026. The sale is described as resulting from a stock option exercise and the filing lists a value of $330,000.00 adjacent to the 10,000-share line.

What recent sales by the same seller are disclosed in the filing for SMCI?

The filing discloses a sale of 10,000 SMCI shares on 05/11/2026. That prior sale is shown with a transaction amount of $355,500.00 and the seller is named as Yih-Shyan W Liaw.

By what method is the 10,000-share sale to be completed per the Form 144?

The sale is described as a stock option exercise resulting in a cash transaction. The record lists the method as Stock Option Exercise with proceeds treatment noted as Cash.

On which market are the SMCI shares listed according to the filing?

The securities are listed on NASDAQ. The filing shows the trade date 05/13/2026 and includes listing information tied to NASDAQ for the common shares.