Super Micro Form 144: Insider Plans to Sell 50K Shares via Morgan Stanley

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) filed a Form 144 disclosing a proposed sale of 50,000 common shares to be handled by Morgan Stanley Smith Barney LLC on NASDAQ with an approximate sale date of 09/03/2025. The shares were acquired the same day, 09/03/2025, via exercise of stock options from the issuer and paid in cash. The filing reports an aggregate market value of $2,039,000.00 and states there are 594,273,308 shares outstanding. The filer reported no securities sold in the past three months. Several filer and issuer contact fields in the copy provided are blank or not populated.

Positive

• Transparent disclosure of the proposed sale including broker, quantity, aggregate market value, acquisition method, and payment method
• No reported sales of the issuer's securities by the seller in the prior three months, as stated in the filing

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider exercised options and plans to sell 50,000 shares worth about $2.04M; size is immaterial relative to outstanding shares.

The filing shows an option exercise and immediate proposed sale of 50,000 common shares with an aggregate market value of $2,039,000, handled through Morgan Stanley Smith Barney. Relative to the reported 594,273,308 shares outstanding, this position represents a very small fraction of equity, suggesting limited dilution or market impact. The disclosure complies with Rule 144 notice requirements and notes no sales in the prior three months, which helps clarify recent insider activity.

Corporate Governance Expert

TL;DR: The filing documents a routine liquidity event from option exercise; form fields for filer/issuer contact are incomplete in the provided copy.

The notice records an exercise-of-options acquisition and proposed sale on the same date, with payment in cash. This pattern is consistent with insiders monetizing compensated equity. The form includes the broker and market-value details required for transparency, but several administrative fields (filer CIK/contacts and issuer address details) are not populated in the provided text, which may limit third-party verification from this excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	50000	2039000.00	594273308	09/03/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/03/2025	Exercise of Stock Options	Issuer			50000	09/03/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What securities does SMCI propose to sell according to the Form 144?

The notice proposes sale of 50,000 shares of SMCI common stock.

When were the shares acquired and how were they acquired?

The shares were acquired on 09/03/2025 by exercise of stock options from the issuer.

What is the reported aggregate market value of the proposed sale?

The aggregate market value is reported as $2,039,000.00.

Which broker will handle the proposed sale and on what exchange?

The broker is Morgan Stanley Smith Barney LLC and the sale is listed for NASDAQ.

Did the filer report any securities sold in the past three months?

The filing states Nothing to Report for securities sold during the past three months.