Super Micro Computer, Inc. (SMCI) CRO details stock, options and RSU holdings
Rhea-AI Filing Summary
Super Micro Computer, Inc. officer Matthew Thauberger (Chief Revenue Officer) reports beneficial ownership of 4,808 shares of common stock held directly, employee stock options over 1,650 shares at $5.62 and 18,000 shares at $66.63, plus restricted stock unit awards over 740, 3,850, 2,250 and 7,500 underlying shares. These options and RSUs vest over multiple years, generally with 25% vesting on stated dates and the balance in quarterly or two equal tranches, in each case subject to continued service and settled in SMCI common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Thauberger Matthew
Role
Insider
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Employee Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Restricted Stock Units F3, F2 | -- | -- | -- |
| holding | Restricted Stock Units F3, F4 | -- | -- | -- |
| holding | Employee Stock Option (right to buy) F5 | -- | -- | -- |
| holding | Restricted Stock Units F3, F6 | -- | -- | -- |
| holding | Restricted Stock Units F3, F7 | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Employee Stock Option (right to buy) — 19,650 shares (Direct);
Restricted Stock Units — 14,340 shares (Direct);
Common Stock — 4,808 shares (Direct)
Footnotes (7)
- F1. The vesting commencement date is August 2, 2022. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
- F2. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
- F3. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- F4. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock
- F5. Subject to the Reporting Person's continued service to SMCI, the vesting commencement date is July 30, 2024. The option shall vest and become exercisable at the rate of 1/4th of the shares of the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
- F6. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.
- F7. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on June 17, 2026 and December 17, 2026. Vested units are settled in shares of SMCI common stock.
Key Figures
Common stock held: 4,808 shares
Stock options strike $5.62: 1,650 underlying shares
Stock options strike $66.63: 18,000 underlying shares
+4 more
7 metrics
Common stock held
4,808 shares
Direct SMCI common stock holdings following the reported date
Stock options strike $5.62
1,650 underlying shares
Employee stock option exercisable at $5.6200, expiring 2032-08-02
Stock options strike $66.63
18,000 underlying shares
Employee stock option exercisable at $66.6300, expiring 2034-07-30
RSU grant 1
740 underlying shares
RSUs vest 25% on 2023-08-10, then 1/16 at each successive calendar quarter end
RSU grant 2
3,850 underlying shares
RSUs vest 25% on 2024-08-10, then 1/16 at each successive calendar quarter end
RSU grant 3
2,250 underlying shares
RSUs vest in two equal tranches on 2026-02-17 and 2026-08-17
RSU grant 4
7,500 underlying shares
RSUs vest in two equal tranches on 2026-06-17 and 2026-12-17
Key Terms
Restricted Stock Units, vesting commencement date, contingent right to receive, settled in shares of SMCI common stock
4 terms
Restricted Stock Units financial
"the restricted stock units vest at the rate of 25% of the total number of units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vesting commencement date financial
"The vesting commencement date is August 2, 2022. The option is exercisable"
The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.
contingent right to receive financial
"Each restricted stock unit represents a contingent right to receive one share"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider ownership does SMCI executive Matthew Thauberger report on this Form 3?
Matthew Thauberger reports beneficial ownership of 4,808 SMCI common shares held directly. He also has employee stock options and restricted stock units over additional SMCI shares, which vest over time and are settled in common stock when vested.
What stock options does SMCI’s Chief Revenue Officer hold according to this disclosure?
The Chief Revenue Officer holds employee stock options over 1,650 SMCI shares at an exercise price of $5.62 expiring 2032-08-02, and options over 18,000 shares at $66.63 expiring 2034-07-30, all reported as directly owned equity awards.
How many restricted stock units does SMCI executive Matthew Thauberger have?
He has restricted stock unit awards over 740, 3,850, 2,250 and 7,500 underlying SMCI shares. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock upon vesting and settlement.
What are the vesting terms for Matthew Thauberger’s SMCI restricted stock units?
One RSU grant vests 25% on August 10, 2023 and another 25% on August 10, 2024, with remaining portions vesting in 1/16 quarterly installments. Other RSU grants vest in two equal tranches on specified 2026 dates, all subject to continued service.
Do Matthew Thauberger’s SMCI equity awards depend on continued employment?
Yes. The option and RSU footnotes state vesting is subject to continued service to SMCI. If service continues, options vest annually then quarterly, and RSUs vest either quarterly or in two equal tranches and are settled in SMCI common stock.
Does this SMCI Form 3 show any insider buying or selling activity?
No purchases or sales are listed. The disclosure shows holdings of common stock, options and RSUs as of July 29, 2026, without any reported buy or sell transactions; it outlines existing equity awards and their vesting schedules.