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Super Micro Computer (SMCI) SVP awarded 8,000 restricted stock units in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer executive Xiao Jin received an award of 8,000 restricted stock units on February 7, 2026. Each unit represents a contingent right to one share of SMCI common stock. The units vest in two equal tranches on February 17, 2026 and August 17, 2026, subject to continued service.

Following this grant, Jin beneficially owns 182,589 shares of SMCI common stock directly and 53 shares indirectly through a spouse. The new 8,000-unit award is held directly and will be settled in SMCI common shares as the units vest.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Xiao Jin

(Last) (First) (Middle)
980 ROCK AVE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Corporate VP, Engineering
3. Date of Earliest Transaction (Month/Day/Year)
02/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 182,589 D
Common Stock 53 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/07/2026 A 8,000 (2) (2) Common Stock 8,000 $0 8,000 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ David E Weigand, Attorney-In-Fact 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SMCI executive Xiao Jin report on February 7, 2026?

Xiao Jin reported receiving 8,000 restricted stock units on February 7, 2026. Each unit represents a contingent right to one share of Super Micro Computer common stock, increasing future potential equity exposure as the award vests and converts into shares over time.

How do Xiao Jin’s new SMCI restricted stock units vest?

The 8,000 restricted stock units vest in two equal tranches, conditioned on continued service to Super Micro Computer. Vesting occurs on February 17, 2026 and August 17, 2026, after which vested units are settled in shares of SMCI common stock according to the award terms.

How many SMCI shares does Xiao Jin beneficially own after this Form 4 filing?

After the reported award, Xiao Jin beneficially owns 182,589 shares of SMCI common stock directly. In addition, 53 SMCI shares are held indirectly through a spouse, reflecting combined direct and indirect ownership reported in the insider filing at that date.

Is Xiao Jin’s 8,000-unit SMCI equity award a stock option or restricted stock unit grant?

The award consists of 8,000 restricted stock units, not stock options. Each restricted stock unit is a right to receive one SMCI common share in the future, subject to vesting conditions and settlement in stock rather than requiring a purchase exercise price.

What role does Xiao Jin hold at Super Micro Computer (SMCI) in this insider filing?

Xiao Jin is identified as an officer of Super Micro Computer, serving as Senior Corporate Vice President, Engineering. This leadership role classifies Jin as a reporting insider under Section 16 rules, requiring public disclosure of equity awards and beneficial ownership changes.
Super Micro Computer Inc

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