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Super Micro (NASDAQ: SMCI) grants director 10,125 stock options

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) director Tuan Sherman received a grant of 10,125 stock options on August 14, 2026, with an exercise price of $39.84 per share and expiration on August 14, 2036. These options relate to service in fiscal 2027 and will fully vest and become exercisable on June 30, 2027, subject to pro rata vesting if service ends earlier. Following this grant, Sherman directly holds 207,156 shares of SMCI common stock.

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Insider TUAN SHERMAN
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) F1 10,125 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Stock Option (right to buy) — 10,125 shares (Direct); Common Stock — 207,156 shares (Direct)
Footnotes (1)
  1. F1. The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.
Stock options granted 10,125 shares Stock Option (right to buy) grant on August 14, 2026
Exercise price $39.84 per share Conversion or exercise price of the stock options granted
Option expiration August 14, 2036 Expiration date of the 10,125 stock options
Underlying shares 10,125 shares Common Stock underlying the stock option grant
Common shares held 207,156 shares Direct SMCI common stock holdings following the reported transactions
Vesting date June 30, 2027 Date when the granted stock options fully vest and become exercisable
Stock Option (right to buy) financial
"security_title: "Stock Option (right to buy)""
exercise price financial
"conversion_or_exercise_price": "39.8400""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"The total number of stock options will fully vest and become exercisable"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
fiscal 2027 financial
"service to be provided by the Reporting Person to SMCI in fiscal 2027"

FAQ

What did SMCI director Tuan Sherman report on this Form 4 for Super Micro Computer (SMCI)?

Tuan Sherman reported a grant of 10,125 stock options for Super Micro Computer (SMCI) on August 14, 2026. These options have a $39.84 exercise price and expire on August 14, 2036, tied to service in fiscal 2027.

What are the key terms of the new stock options granted to SMCI director Tuan Sherman?

Sherman received 10,125 stock options with a per-share exercise price of $39.84 and an expiration date of August 14, 2036. The options relate to fiscal 2027 service and fully vest June 30, 2027, subject to pro rata vesting if service ends earlier.

When do Tuan Sherman’s new SMCI stock options vest and become exercisable?

The 10,125 SMCI stock options will fully vest and become exercisable on June 30, 2027. If Sherman’s service ends before that date, a pro rata portion vests based on service from July 1, 2026 to the last day of service.

How many SMCI common shares does Tuan Sherman hold after this Form 4 transaction?

After the reported transactions, Tuan Sherman directly holds 207,156 shares of SMCI common stock. This figure reflects his direct ownership position as of the August 14, 2026 reporting date in the Form 4.

What is the relationship between the SMCI option grant and fiscal 2027 service?

The 10,125 stock options were granted in respect of service Sherman will provide to SMCI in fiscal 2027. Vesting is tied to service from July 1, 2026 through June 30, 2027, with full or pro rata vesting depending on service duration.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TUAN SHERMAN

(Last)(First)(Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock207,156D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$39.8408/14/2026A10,125 (1)08/14/2036Common Stock10,125$010,125D
Explanation of Responses:
1. The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.
Remarks:
/s/ David E Weigand, Attorney-In-Fact08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)