SMCI Director's Major Stock Sale: 300K Shares Sold, Still Holds 66.9M Shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Super Micro Computer (SMCI) Director and 10% owner Liu Liang Chiu-Chu Sara reported a significant insider transaction on June 18, 2025. The transaction involved the sale of 300,000 shares of common stock at an average price of $45.00 per share, executed through a pre-planned Rule 10b5-1 trading plan established by the reporting person's spouse on February 28, 2025.
Following the transaction, the reporting person maintains beneficial ownership of:
- 66,903,640 shares held indirectly through spouse
- 2,071 shares held directly
The sale was conducted through multiple transactions with prices ranging from $45.00 to $45.01. The transaction was executed according to a trading plan adopted during the company's open window period, demonstrating compliance with insider trading regulations.
Positive
- None.
Negative
- Director and 10% owner's spouse sold 300,000 shares worth approximately $13.5M through a pre-planned 10b5-1 trading plan
Insider Trade Summary
Net Seller: 300,000 shares ($13,500,000)
Net Sell
2 txns
Insider
Liu Liang Chiu-Chu Sara
Role
Director, 10% Owner
Sold
300,000 shs ($13.50M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 300,000 | $45.00 | $13.50M |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 66,903,640 shares (Indirect, By Spouse);
Common Stock — 2,071 shares (Direct)
Footnotes (1)
- The broker-assisted sales transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person' s spouse on February 28, 2025 during the Company's open window period (the "Trading Plan"). The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.01, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
FAQ
What is Sara Liu's total SMCI stock ownership after the June 2025 transaction?
Following the transaction, Sara Liu beneficially owns 66,903,640 shares indirectly through her spouse and 2,071 shares directly, for a total of 66,905,711 shares.
Was SMCI insider Sara Liu's stock sale planned in advance?
Yes, the sale was executed pursuant to a Rule 10b5-1 trading plan that was adopted by Liu's spouse on February 28, 2025 during the company's open trading window period.
What positions does Sara Liu hold at SMCI according to the Form 4?
According to the Form 4, Sara Liu serves as both a Director and a 10% Owner (major shareholder) of Super Micro Computer, Inc.