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Super Micro Computer grants CFO 120,000 stock units

Both awards are subject to continued service, with vesting scheduled to begin in November 2027.

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Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) granted its SVP and Chief Financial Officer, Mark P. Long, 120,000 restricted stock units and 150,000 stock options on November 6, 2026. Subject to continued service, 25% of the restricted stock units vest on November 10, 2027, followed by 1/16th at the end of each three-month period. The options vest and become exercisable 1/4 on November 6, 2027, followed by 1/16th at the end of each three-month period; they have a $28.76 per-share exercise price and expire November 6, 2036.

Insider LONG MARK P
Role SVP, Chief Financial Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 120,000 $0.00 $0.00
Grant/Award Employee Stock Option (right to buy) F3 150,000 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 120,000 units (Direct); Employee Stock Option (right to buy) — 150,000 options (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
  2. F2. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2027 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
  3. F3. Subject to the Reporting Person's continued service to SMCI, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 6, 2027, and 1/16th at the end of each three-month period thereafter.
Restricted stock units 120,000 units Granted to Mark P. Long on November 6, 2026
Stock options 150,000 options Granted to Mark P. Long on November 6, 2026
Option exercise price $28.76 per share Exercise price for the options granted November 6, 2026
First restricted stock unit vesting 25% November 10, 2027, subject to continued service
First option vesting 1/4 of the shares November 6, 2027, subject to continued service
Option expiration November 6, 2036 Expiration date for the options granted November 6, 2026
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"contingent right to receive one share of SMCI common stock"
vest and become exercisable financial
"shall vest and become exercisable"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many restricted stock units and options did Mark P. Long receive from SMCI?

Mark P. Long received 120,000 restricted stock units and 150,000 stock options on November 6, 2026.

What does an SMCI restricted stock unit represent?

Each restricted stock unit represents a contingent right to receive one share of SMCI common stock, and vested units are settled in shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LONG MARK P

(Last)(First)(Middle)
980 ROCK AVE

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)11/06/2026A120,000 (2) (2)Common Stock120,000$0120,000D
Employee Stock Option (right to buy)$28.7611/06/2026A150,000 (3)11/06/2036Common Stock150,000$0150,000D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2027 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
3. Subject to the Reporting Person's continued service to SMCI, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 6, 2027, and 1/16th at the end of each three-month period thereafter.
Remarks:
/s/ Mark P Long11/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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