SMCI director exercises 2,691 restricted stock units

Super Micro Computer, Inc. director Tally C. Liu exercised restricted stock units into common shares.

Rhea-AI Filing Summary

Super Micro Computer, Inc. director Tally C. Liu exercised restricted stock units into common shares. On June 30, 2026, Liu converted 2,691 restricted stock units into 2,691 shares of common stock, reflecting the vesting of equity granted for continued service in fiscal 2026.

The restricted stock units fully vested on June 30, 2026 and were settled in shares of Super Micro common stock. After this derivative exercise, Liu directly holds 288,738 shares of common stock. The filing does not show any share sales, only the conversion of vested units into stock.

Insider Trade Summary

2,691 shares exercised/converted

Exercise 2 txns

Insider LIU TALLY C

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	2,691	$0.00	$0.00
Exercise	Common Stock	2,691	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 288,738 shares (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. F2. The restricted stock units were granted with respect to the Reporting Person's continued service to SMCI in fiscal 2026. The restricted stock units fully vested on June 30, 2026. Vested units are settled in shares of common stock.

Key Figures

RSUs exercised: 2,691 units Common shares acquired: 2,691 shares Post-transaction holdings: 288,738 shares +2 more

5 metrics

RSUs exercised 2,691 units Restricted stock units converted to common stock on June 30, 2026

Common shares acquired 2,691 shares Shares received from RSU vesting and settlement

Post-transaction holdings 288,738 shares Common stock directly held by Tally C. Liu after transaction

Exercise transactions 1 transaction Derivative exercise/conversion events in this Form 4

Exercise shares (summary) 2,691 shares ExerciseShares reported in transactionSummary

Key Terms

Restricted Stock Units, derivative security, contingent right, continued service

4 terms

Restricted Stock Units financial

"The restricted stock units fully vested on June 30, 2026."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

contingent right financial

"Each restricted stock unit represents a contingent right to receive one share"

continued service financial

"granted with respect to the Reporting Person's continued service to SMCI in fiscal 2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SMCI director Tally C. Liu report on this Form 4?

Tally C. Liu reported exercising 2,691 restricted stock units into 2,691 common shares. The units represented equity compensation that vested based on continued service and were settled in Super Micro Computer common stock on June 30, 2026.

How many SMCI shares does Tally C. Liu own after the June 30, 2026 transaction?

After the June 30, 2026 transaction, Tally C. Liu directly holds 288,738 shares of Super Micro Computer common stock. This total reflects the addition of 2,691 shares received from the vesting and settlement of restricted stock units granted for fiscal 2026 service.

Did Tally C. Liu sell any SMCI shares in the reported Form 4 transaction?

The Form 4 shows no sales of Super Micro Computer shares by Tally C. Liu. The only reported activity is the exercise and settlement of 2,691 restricted stock units into common stock, increasing Liu’s direct equity holdings without any recorded disposition.

What are the terms of the SMCI restricted stock units reported by Tally C. Liu?

Each restricted stock unit represents a contingent right to receive one SMCI common share. The units were granted in connection with Liu’s continued service in fiscal 2026 and fully vested on June 30, 2026, at which point vested units were settled in common shares.

How is the June 30, 2026 SMCI insider transaction classified on the Form 4?

The June 30, 2026 transaction is classified under code M as an exercise or conversion of a derivative security. It reflects the conversion of 2,691 restricted stock units into an equal number of common shares, an acquisition event rather than an open-market purchase or sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/02/2026 - 04:54 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LIU TALLY C

(Last) (First) (Middle)

980 ROCK AVENUE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/30/2026		M		2,691	A	(1)	288,738	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/30/2026		M			2,691	(2)	(2)	Common Stock	2,691	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. The restricted stock units were granted with respect to the Reporting Person's continued service to SMCI in fiscal 2026. The restricted stock units fully vested on June 30, 2026. Vested units are settled in shares of common stock.

Remarks:

	/s/ David E Weigand, Attorney-In-Fact	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)