Director Tally C Liu converts 747 RSUs at Super Micro (SMCI)

Rhea-AI Filing Summary

Super Micro Computer, Inc. director Tally C Liu reported the vesting and settlement of equity awards tied to board service. On January 29, 2026, 747 restricted stock units fully vested and were settled into 747 shares of SMCI common stock at an exercise price of $0 per share.

Following this transaction, Liu directly owned 286,047 shares of SMCI common stock. The filing notes that each restricted stock unit represented a right to receive one share, and that the grant related to Liu’s service as lead independent director, with all units vesting on January 29, 2026.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LIU TALLY C

(Last) (First) (Middle)

980 ROCK AVENUE

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/29/2026		M		747	A	(1)	286,047	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	01/29/2026		M			747	(2)	(2)	Common Stock	747	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. Restricted stock units were granted with respect to service as lead independent director. The total number of restricted stock units fully vested on January 29, 2026. Vested units are settled in shares of common stock.

Remarks:

	/s/ David E Weigand, Attorney-In-Fact	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SMCI director Tally C Liu report on this Form 4?

Tally C Liu reported the vesting and settlement of equity awards. On January 29, 2026, 747 restricted stock units converted into 747 shares of Super Micro Computer common stock at an exercise price of $0 per share, reflecting compensation for board service.

How many SMCI shares does Tally C Liu own after the January 29, 2026 transaction?

After the January 29, 2026 transaction, Tally C Liu directly owned 286,047 shares of SMCI common stock. This total reflects the addition of 747 shares received upon settlement of fully vested restricted stock units granted for service as lead independent director.

What are the terms of the restricted stock units reported by SMCI director Tally C Liu?

Each restricted stock unit represents a contingent right to receive one SMCI common share. These units were granted for service as lead independent director and fully vested on January 29, 2026, at which time the vested units were settled in shares of common stock.

Did Tally C Liu pay any exercise price for the SMCI restricted stock units that vested?

No cash exercise price was paid for these restricted stock units. The Form 4 shows an exercise or conversion price of $0.00 per unit, meaning 747 vested units were simply settled into 747 shares of SMCI common stock without additional cash outlay.

Why did Tally C Liu receive restricted stock units from Super Micro Computer (SMCI)?

The restricted stock units were granted in connection with Liu’s service as lead independent director. According to the filing, all such units fully vested on January 29, 2026, and the vested units were then settled in shares of SMCI common stock as part of board compensation.