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SMCI (NASDAQ: SMCI) director receives 6,800 RSUs equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) director Liaw Yih‑Shyan Wally received a grant of 6,800 restricted stock units on February 7, 2026. The RSUs carry a stated price of $0 per unit and each unit represents a right to receive one share of SMCI common stock.

These RSUs vest in two equal tranches on February 17, 2026 and August 17, 2026, subject to his continued service to SMCI, and vested units are settled in SMCI shares. Following this grant, he directly holds 6,800 RSUs and 86,398 shares of common stock, and indirectly 15,184,220 shares through the Liaw Family Trust for the benefit of his children, which now includes 193,770 shares previously reported as separately held by his spouse.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Liaw Yih-Shyan Wally

(Last) (First) (Middle)
980 ROCK AVE.

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 86,398 D
Common Stock 15,184,220 I By Liaw Family Trust(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 02/07/2026 A 6,800 (3) (3) Common Stock 6,800 $0 6,800 D
Explanation of Responses:
1. These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust. This number includes 193,770 shares that were previously reported as separately held by Ms. Liaw that are now held by the Trust.
2. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ Liaw Yih-Shyan Wally 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SMCI director Liaw Yih-Shyan Wally receive in this Form 4 filing?

He received 6,800 restricted stock units in Super Micro Computer, Inc. Each unit represents a right to one SMCI common share, granted at a stated price of $0, increasing his equity-based incentive tied directly to the company’s stock performance.

When do Liaw Yih-Shyan Wally’s new SMCI restricted stock units vest?

The 6,800 SMCI restricted stock units vest in two equal tranches. Half vest on February 17, 2026 and the remaining half on August 17, 2026, contingent on his continued service to Super Micro Computer, Inc. during this period.

How many SMCI common shares does Liaw Yih-Shyan Wally hold directly after this transaction?

After the reported transactions, he directly holds 86,398 shares of SMCI common stock. In addition, he directly owns 6,800 restricted stock units that can settle in shares once they vest according to the specified 2026 vesting schedule.

What is the Liaw Family Trust’s SMCI share ownership reported in this Form 4?

The Liaw Family Trust holds 15,184,220 SMCI common shares for the benefit of the reporting person’s children. This total includes 193,770 shares that were previously reported as separately held by his spouse but are now held by the trust.

How are the new SMCI restricted stock units for Liaw structured?

Each restricted stock unit represents a contingent right to receive one SMCI common share. They were granted at a stated price of $0, vest in two equal tranches in 2026, and will be settled in SMCI common stock once vested.

What role does Liaw Yih-Shyan Wally hold at Super Micro Computer, Inc.?

In this filing, Liaw Yih-Shyan Wally is identified as a director of Super Micro Computer, Inc. His compensation includes equity incentives such as restricted stock units that align his interests with long-term shareholder value at SMCI.
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