SMCI Form 4 shows 5,000 RSUs settled and tax withholding
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Super Micro Computer (SMCI) director Wally Yih‑Shyan Liaw reported equity transactions. On 10/30/2025, 5,000 restricted stock units were settled into common shares, and 2,540 shares were withheld at $50.37 to cover taxes, which is not a market transaction under Rule 16b‑3(e). Following these transactions, he held 80,423 shares directly. Indirect holdings were reported as 193,770 shares by spouse and 14,990,450 shares by the Liaw Family Trust.
Positive
- None.
Negative
- None.
Insider Trade Summary
5,000 shares exercised/converted
Mixed
5 txns
Insider
Liaw Yih-Shyan Wally
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 5,000 | $0.00 | -- |
| Exercise | Common Stock | 5,000 | $0.00 | -- |
| Tax Withholding | Common Stock | 2,540 | $50.37 | $128K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct);
Common Stock — 82,963 shares (Direct);
Common Stock — 193,770 shares (Indirect, By Spouse)
Footnotes (1)
- Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act. These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust. Subject to the Reporting Person's continued service to SMCI, the restricted stock units fully vest on October 30, 2025. Vested units are settled in shares of SMCI common stock.
