STOCK TITAN

SMCI (NASDAQ: SMCI) director receives 5,383 shares from RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. director Judy L. Lin increased her direct equity stake through RSU vesting and conversion. On June 30, 2026, 5,383 restricted stock units fully vested and were settled into 5,383 shares of common stock. Following this exercise and conversion, she directly holds 60,323 shares of common stock. The footnotes explain that each restricted stock unit represents a contingent right to one share, granted for her continued service to the company in fiscal 2026.

Positive

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Negative

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Insider Lin Judy L.
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 5,383 $0.00 --
Exercise Common Stock 5,383 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 60,323 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. The restricted stock units were granted with respect to the Reporting Person's continued service to SMCI in fiscal 2026. The restricted stock units fully vested on June 30, 2026. Vested units are settled in shares of common stock.
RSUs vested and converted 5,383 shares Restricted stock units settled into common stock on June 30, 2026
Common shares held after transaction 60,323 shares Direct holdings of Judy L. Lin following June 30, 2026 settlement
RSU-to-share ratio 1 RSU : 1 share Each restricted stock unit represents one share of SMCI common stock
Exercise/vesting date June 30, 2026 Date RSUs fully vested and were settled in shares
Restricted Stock Units financial
"The restricted stock units fully vested on June 30, 2026."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Common Stock financial
"Each restricted stock unit represents a contingent right to receive one share of SMCI common stock."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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FAQ

What insider transaction did SMCI director Judy L. Lin report?

Judy L. Lin reported the vesting and conversion of 5,383 restricted stock units into 5,383 shares of Super Micro Computer common stock. This compensation-related event reflects previously granted equity awards settling in stock rather than an open-market share purchase or sale.

How many SMCI shares does Judy L. Lin hold after this Form 4?

After the June 30, 2026 transaction, Judy L. Lin directly holds 60,323 shares of Super Micro Computer common stock. This figure reflects her position following the vesting and settlement of 5,383 restricted stock units into an equal number of common shares.

What are restricted stock units (RSUs) in the SMCI Form 4 filing?

In this filing, each restricted stock unit represents a contingent right to receive one share of SMCI common stock. The RSUs were granted for Judy Lin’s continued service in fiscal 2026 and fully vested on June 30, 2026, then were settled in common shares.

Was the SMCI insider transaction a market buy or sale of shares?

No market buy or sale occurred. The Form 4 shows a derivative exercise, where 5,383 restricted stock units vested and converted into common stock. This is a compensation-related settlement rather than an open-market purchase or sale of SMCI shares.

What is the significance of the June 30, 2026 date in SMCI’s Form 4?

June 30, 2026 is the date the restricted stock units fully vested and were settled into common stock. On that date, 5,383 RSUs converted into 5,383 shares, increasing Judy L. Lin’s direct holdings to 60,323 shares of Super Micro Computer common stock.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lin Judy L.

(Last)(First)(Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026M5,383A(1)60,323D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/30/2026M5,383 (2) (2)Common Stock5,383$00D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. The restricted stock units were granted with respect to the Reporting Person's continued service to SMCI in fiscal 2026. The restricted stock units fully vested on June 30, 2026. Vested units are settled in shares of common stock.
Remarks:
/s/ David E. Weigand, Attorney-In-Fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)