SMCI director acquires 5,383 shares via RSU vesting

Super Micro Computer, Inc. director Susan Mogensen exercised restricted stock units that vested as part of her fiscal 2026 service compensation.

Rhea-AI Filing Summary

Super Micro Computer, Inc. director Susan Mogensen exercised restricted stock units that vested as part of her fiscal 2026 service compensation. On June 30, 2026, 5,383 restricted stock units converted into 5,383 shares of common stock, with no cash purchase price.

These vested units were granted for continued service and settled in stock rather than cash, so this is a compensation-related equity delivery, not an open-market share purchase. After the settlement, Mogensen directly holds 8,663 shares of Super Micro Computer common stock.

Insider Trade Summary

5,383 shares exercised/converted

Exercise 2 txns

Insider Mogensen Susan

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	5,383	$0.00	$0.00
Exercise	Common Stock	5,383	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 8,663 shares (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. F2. The restricted stock units were granted with respect to the Reporting Person's continued service to SMCI in fiscal 2026. The restricted stock units fully vested on June 30, 2026. Vested units are settled in shares of common stock.

Key Figures

RSUs converted: 5,383 shares Shares after transaction: 8,663 shares Exercise/settlement price: $0.0000 per share +1 more

4 metrics

RSUs converted 5,383 shares Restricted stock units converting to common stock on June 30, 2026

Shares after transaction 8,663 shares Common stock directly held by Susan Mogensen after RSU conversion

Exercise/settlement price $0.0000 per share Reported price per share for the RSU-related transactions

RSU transactions counted as exercises 1 exercise, 5,383 shares Aggregate derivative exercise activity in transaction summary

Key Terms

Restricted Stock Units, contingent right, derivative security, fiscal 2026

4 terms

Restricted Stock Units financial

"The restricted stock units were granted with respect to the Reporting Person's continued service"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"Each restricted stock unit represents a contingent right to receive one share"

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

fiscal 2026 financial

"The restricted stock units were granted with respect to the Reporting Person's continued service to SMCI in fiscal 2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SMCI director Susan Mogensen report on this Form 4?

Susan Mogensen reported an exercise of restricted stock units that converted into 5,383 shares of Super Micro Computer common stock. The RSUs vested based on her continued service in fiscal 2026 and were settled in stock rather than through a cash purchase.

How many SMCI shares did Susan Mogensen acquire through RSU vesting?

She acquired 5,383 shares of Super Micro Computer common stock when her restricted stock units vested. Each RSU represented a contingent right to receive one share, and the vested units were settled entirely in stock on June 30, 2026, with no stated purchase price.

What are restricted stock units (RSUs) in the context of SMCI’s director compensation?

At Super Micro Computer, restricted stock units are share-based awards that convert into common stock upon vesting. For Susan Mogensen, RSUs were granted for fiscal 2026 service and fully vested on June 30, 2026, then were settled in 5,383 shares of common stock.

Did Susan Mogensen buy or sell SMCI shares on the open market in this filing?

The Form 4 shows no open-market buys or sells. Instead, Susan Mogensen exercised restricted stock units that vested and converted into 5,383 SMCI common shares as compensation. The transaction is classified as an exercise or conversion of a derivative security, not a market trade.

How many SMCI shares does Susan Mogensen own after the reported RSU exercise?

After the RSU conversion, Susan Mogensen directly holds 8,663 shares of Super Micro Computer common stock. This post-transaction balance reflects her equity position following the full vesting and settlement of the 5,383 restricted stock units on June 30, 2026.

When did the SMCI restricted stock units reported by Susan Mogensen fully vest?

The restricted stock units fully vested on June 30, 2026. At that time, each unit converted into one share of Super Micro Computer common stock, resulting in 5,383 shares being delivered to Susan Mogensen as part of her fiscal 2026 service-based equity compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/02/2026 - 04:54 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mogensen Susan

(Last) (First) (Middle)

980 ROCK AVENUE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/30/2026		M		5,383	A	(1)	8,663	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/30/2026		M			5,383	(2)	(2)	Common Stock	5,383	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. The restricted stock units were granted with respect to the Reporting Person's continued service to SMCI in fiscal 2026. The restricted stock units fully vested on June 30, 2026. Vested units are settled in shares of common stock.

Remarks:

	/s/ David E Weigand, Attorney-In-Fact	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)