STOCK TITAN

Super Micro (SMCI) CFO Sells 100,188 Shares, Receives 4,656 RSUs with 4-Year Vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

David E. Weigand, SVP and Chief Financial Officer of Super Micro Computer, Inc. (SMCI), reported changes in his beneficial ownership. The filing discloses a disposition of 100,188 shares of common stock on 08/26/2025 and the acquisition of 4,656 restricted stock units (RSUs) granted the same day. Each RSU represents a contingent right to one share and vests in four equal annual increments beginning July 1, 2026, subject to continued service; vested units are settled in shares. The RSUs have a $0 purchase price and 4,656 shares will be issued upon settlement. The Form 4 is signed and dated 08/28/2025.

Positive

  • Timely disclosure of insider transactions for transparency
  • RSU award with a multi-year vesting schedule (four equal annual installments beginning 07/01/2026) indicating retention incentive
  • RSUs settle in shares, with each unit representing one share and 4,656 units granted

Negative

  • Large disposition reported: 100,188 shares were disposed of on 08/26/2025
  • Filing does not state whether the disposition was part of a pre-arranged plan (no 10b5-1 box checked in the text)

Insights

TL;DR: Officer sold 100,188 shares and received 4,656 RSUs that vest over four years; transaction is routine insider reporting.

The reported disposition of 100,188 common shares on 08/26/2025 is a material share movement by a senior executive and is properly disclosed on Form 4. The grant of 4,656 RSUs, exercisable as one share per unit and vesting in four equal annual installments beginning 07/01/2026, is a compensatory equity award tied to continued service. Both actions affect the reporting person’s immediate and potential future ownership; the filing provides clear mechanics and vesting schedule but does not disclose the rationale for the sale or the source of the disposed shares.

TL;DR: Disclosure aligns with Section 16 requirements; RSU vesting schedule shows multi-year retention condition.

The Form 4 documents compliance with Section 16 reporting for a named officer. The RSU award contains a standard service-based vesting schedule (four equal annual vesting dates beginning 07/01/2026) and will be settled in common stock upon vesting. The filing is precise about numbers and vesting timing but does not include any 10b5-1 plan indication or further governance context.

Insider WEIGAND DAVID E
Role SVP, Chief Financial Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 4,656 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 4,656 shares (Direct); Common Stock — 100,188 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WEIGAND DAVID E

(Last) (First) (Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 100,188 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/26/2025 A 4,656 (2) (2) Common Stock 4,656 $0 4,656 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ David E. Weigand 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SMCI CFO David Weigand report on Form 4 (SMCI)?

He reported a disposition of 100,188 common shares on 08/26/2025 and the grant of 4,656 RSUs on 08/26/2025.

How do the restricted stock units granted to David Weigand vest?

The RSUs vest in four equal annual increments on July 1 each year beginning 07/01/2026, subject to continued service, and vested units are settled in shares.

How many shares will be issued when the RSUs vest?

Each restricted stock unit converts to one share; the grant covers 4,656 shares upon full settlement of the RSUs.

Was a price paid for the RSUs granted to David Weigand?

The RSUs have a reported price of $0, indicating they are compensatory awards.

When was the Form 4 signed and filed by the reporting person?

The signature block shows /s/ David E. Weigand dated 08/28/2025.