STOCK TITAN

[Form 4] Super Micro Computer, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Insider transaction summary for SMCI: Director Liaw Yih-Shyan Wally reported a sale of 77,963 shares of Super Micro Computer, Inc. common stock and holds direct beneficial ownership of 193,770 shares through his spouse. He and his family trust also hold 14,990,450 shares indirectly.

The filing shows issuance of 1,490 restricted stock units awarded 08/26/2025 that vest in four equal annual installments beginning 07/01/2026, with vested units settled in shares. The report was signed 08/28/2025 and reflects the reporters role as a director.

Riepilogo delle operazioni interne per SMCI: Il direttore Liaw Yih-Shyan Wally ha segnalato la vendita di 77.963 azioni ordinarie di Super Micro Computer, Inc. e detiene la proprietà diretta per beneficiario di 193.770 azioni tramite la moglie. Lui e il loro trust familiare detengono inoltre indirettamente 14.990.450 azioni.

La comunicazione indica l'emissione di 1.490 unità azionarie soggette a restrizioni (RSU) assegnate il 26/08/2025, che maturano in quattro rate annuali uguali a partire dal 01/07/2026, con le unità maturate liquidate in azioni. Il rapporto è stato firmato il 28/08/2025 e riflette il ruolo del dichiarante come direttore.

Resumen de operaciones internas para SMCI: El director Liaw Yih-Shyan Wally informó la venta de 77.963 acciones ordinarias de Super Micro Computer, Inc. y posee directamente 193.770 acciones a través de su cónyuge. Él y su fideicomiso familiar tienen además indirectamente 14.990.450 acciones.

La presentación muestra la emisión de 1.490 unidades restringidas de acciones (RSU) otorgadas el 26/08/2025, que vencen en cuatro cuotas anuales iguales a partir del 01/07/2026, con las unidades devengadas liquidadas en acciones. El informe fue firmado el 28/08/2025 y refleja el cargo del informante como director.

SMCI 내부 거래 요약: 이사회 이사 Liaw Yih-Shyan Wally는 Super Micro Computer, Inc. 보통주 77,963주를 매도했다고 보고했으며, 배우자를 통해 직접적으로 193,770주를 보유하고 있습니다. 본인과 가족 신탁은 또한 간접적으로 14,990,450주를 보유하고 있습니다.

보고서에는 2025-08-26에 부여된 1,490개의 제한부 주식단위(RSU)가 기재되어 있으며, 이는 2026-07-01부터 매년 동일하게 4회에 걸쳐 베스팅되며, 베스트된 단위는 주식으로 정산됩니다. 보고서는 2025-08-28에 서명되었고 보고자의 직책이 이사임을 반영합니다.

Résumé des transactions d'initiés pour SMCI : Le directeur Liaw Yih-Shyan Wally a déclaré la vente de 77 963 actions ordinaires de Super Micro Computer, Inc. et détient directement 193 770 actions par l'intermédiaire de son conjoint. Lui et leur trust familial détiennent en outre indirectement 14 990 450 actions.

Le dépôt indique l'attribution de 1 490 unités d'actions restreintes (RSU) octroyées le 26/08/2025, qui acquièrent des droits en quatre versements annuels égaux à partir du 01/07/2026, les unités acquises étant réglées en actions. Le rapport a été signé le 28/08/2025 et reflète le rôle du déclarant en tant que directeur.

Insider-Transaktionsübersicht für SMCI: Direktor Liaw Yih-Shyan Wally meldete den Verkauf von 77.963 Stammaktien der Super Micro Computer, Inc. und hält direkt wirtschaftliches Eigentum an 193.770 Aktien über seine Ehefrau. Er und sein Familientrust halten zusätzlich indirekt 14.990.450 Aktien.

Die Meldung weist die Zuteilung von 1.490 restricted stock units (RSU) aus, die am 26.08.2025 gewährt wurden und in vier gleichen jährlichen Tranchen ab dem 01.07.2026 unverfallbar werden; verfallene Einheiten werden in Aktien ausgezahlt. Der Bericht wurde am 28.08.2025 unterschrieben und gibt die Rolle des Meldenden als Direktor an.

Positive
  • Disclosure of substantial indirect ownership via the Liaw Family Trust totaling 14,990,450 shares provides clear transparency
  • Grant of 1,490 restricted stock units with a defined vesting schedule (four equal annual increments beginning 07/01/2026) shows explicit compensation terms
Negative
  • Reported disposal of 77,963 shares reduced the reporting persons direct holdings on 08/26/2025
  • Form does not include transaction price for the disposed shares, limiting assessment of proceeds or tax implications

Insights

TL;DR: Director sold ~78k shares but retains significant indirect holdings; received 1,490 RSUs vesting over four years.

The reported disposal of 77,963 shares is a clear reduction in direct holdings while the filing documents substantial indirect ownership through the Liaw Family Trust (14,990,450 shares) and spouse-held shares (193,770). The grant of 1,490 restricted stock units is compensation-linked and vests annually starting July 1, 2026, subject to continued service. These items are material to ownership disclosure but do not include financial performance metrics or transaction prices, limiting valuation assessment.

TL;DR: Disclosure conforms to Section 16 requirements; RSU vesting schedule and trustee details are explicitly stated.

The filing specifies that the reporting person and spouse are trustees of a trust holding shares for their children, fulfilling beneficial ownership disclosure. The RSUs are contingent on continued service and vest in four equal annual increments, which is a standard executive retention structure. The report includes the reporting persons director status and a signed certification, indicating procedural compliance with insider reporting rules.

Riepilogo delle operazioni interne per SMCI: Il direttore Liaw Yih-Shyan Wally ha segnalato la vendita di 77.963 azioni ordinarie di Super Micro Computer, Inc. e detiene la proprietà diretta per beneficiario di 193.770 azioni tramite la moglie. Lui e il loro trust familiare detengono inoltre indirettamente 14.990.450 azioni.

La comunicazione indica l'emissione di 1.490 unità azionarie soggette a restrizioni (RSU) assegnate il 26/08/2025, che maturano in quattro rate annuali uguali a partire dal 01/07/2026, con le unità maturate liquidate in azioni. Il rapporto è stato firmato il 28/08/2025 e riflette il ruolo del dichiarante come direttore.

Resumen de operaciones internas para SMCI: El director Liaw Yih-Shyan Wally informó la venta de 77.963 acciones ordinarias de Super Micro Computer, Inc. y posee directamente 193.770 acciones a través de su cónyuge. Él y su fideicomiso familiar tienen además indirectamente 14.990.450 acciones.

La presentación muestra la emisión de 1.490 unidades restringidas de acciones (RSU) otorgadas el 26/08/2025, que vencen en cuatro cuotas anuales iguales a partir del 01/07/2026, con las unidades devengadas liquidadas en acciones. El informe fue firmado el 28/08/2025 y refleja el cargo del informante como director.

SMCI 내부 거래 요약: 이사회 이사 Liaw Yih-Shyan Wally는 Super Micro Computer, Inc. 보통주 77,963주를 매도했다고 보고했으며, 배우자를 통해 직접적으로 193,770주를 보유하고 있습니다. 본인과 가족 신탁은 또한 간접적으로 14,990,450주를 보유하고 있습니다.

보고서에는 2025-08-26에 부여된 1,490개의 제한부 주식단위(RSU)가 기재되어 있으며, 이는 2026-07-01부터 매년 동일하게 4회에 걸쳐 베스팅되며, 베스트된 단위는 주식으로 정산됩니다. 보고서는 2025-08-28에 서명되었고 보고자의 직책이 이사임을 반영합니다.

Résumé des transactions d'initiés pour SMCI : Le directeur Liaw Yih-Shyan Wally a déclaré la vente de 77 963 actions ordinaires de Super Micro Computer, Inc. et détient directement 193 770 actions par l'intermédiaire de son conjoint. Lui et leur trust familial détiennent en outre indirectement 14 990 450 actions.

Le dépôt indique l'attribution de 1 490 unités d'actions restreintes (RSU) octroyées le 26/08/2025, qui acquièrent des droits en quatre versements annuels égaux à partir du 01/07/2026, les unités acquises étant réglées en actions. Le rapport a été signé le 28/08/2025 et reflète le rôle du déclarant en tant que directeur.

Insider-Transaktionsübersicht für SMCI: Direktor Liaw Yih-Shyan Wally meldete den Verkauf von 77.963 Stammaktien der Super Micro Computer, Inc. und hält direkt wirtschaftliches Eigentum an 193.770 Aktien über seine Ehefrau. Er und sein Familientrust halten zusätzlich indirekt 14.990.450 Aktien.

Die Meldung weist die Zuteilung von 1.490 restricted stock units (RSU) aus, die am 26.08.2025 gewährt wurden und in vier gleichen jährlichen Tranchen ab dem 01.07.2026 unverfallbar werden; verfallene Einheiten werden in Aktien ausgezahlt. Der Bericht wurde am 28.08.2025 unterschrieben und gibt die Rolle des Meldenden als Direktor an.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Liaw Yih-Shyan Wally

(Last) (First) (Middle)
980 ROCK AVE.

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 77,963 D
Common Stock 193,770 I By Spouse
Common Stock 14,990,450 I By Liaw Family Trust(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 08/26/2025 A 1,490 (3) (3) Common Stock 1,490 $0 1,490 D
Explanation of Responses:
1. These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
2. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ Liaw Yih-Shyan Wally 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SMCI director Liaw Yih-Shyan Wally report on Form 4?

He reported a sale of 77,963 common shares, indirect holdings of 14,990,450 shares via the Liaw Family Trust, spouse-held 193,770 shares, and a grant of 1,490 restricted stock units on 08/26/2025.

When do the 1,490 restricted stock units for SMCI vest?

The RSUs vest in four equal annual increments on July 1 of each year beginning 07/01/2026, subject to continued service; vested units settle in common stock.

Does the Form 4 for SMCI include the sale price of the 77,963 shares?

No. The filing reports the disposition amount but does not disclose a transaction price.

Who are the trustees of the trust holding SMCI shares?

The reporting person, Liaw Yih-Shyan Wally, and his spouse, Shiow-Meei S. Liaw, are listed as the trustees of the trust that holds shares for their children.

On what date was this Form 4 signed for SMCI?

The Form 4 was signed by the reporting person on 08/28/2025.
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