Sumitomo Mitsui corrects valuations in $5.33B holdings

SUMITOMO MITSUI FINANCIAL GROUP, INC.

Available on EDGAR 11/09/2026 - 06:30 AM EST Accepted by SEC EDGAR 11/09/2026 - 06:30 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. (SMFG) amended its Form 13F as a restatement, correcting the valuation methodology for certain derivatives, covered calls, and VPFs attributable to SMBC Nikko Securities Inc. The report lists 249 information-table entries with a total reported value of $5,331,736,689. It identifies two other included managers: Sumitomo Mitsui Banking Corporation and SMBC Trust Bank Ltd., and is a combination report.

Key Figures

Form 13F Information Table Value Total: $5,331,736,689 Information-table entries: 249 entries Other included managers: 2 managers

3 metrics

Form 13F Information Table Value Total $5,331,736,689 Reported value total

Information-table entries 249 entries Form 13F Information Table Entry Total

Other included managers 2 managers Number of Other Included Managers

Key Terms

valuation methodology, covered calls, 13F COMBINATION REPORT

3 terms

valuation methodology financial

"correct the valuation methodology"

covered calls financial

"derivatives, covered calls, and VPFs"

A covered call is a financial strategy where an investor sells the right to buy their owned stock at a specific price within a certain time frame. This allows the investor to earn extra income from the stock they already own, especially if they believe the stock price will stay stable or rise slightly. It helps generate additional earnings while potentially limiting the upside if the stock's price increases significantly.

13F COMBINATION REPORT financial

"13F COMBINATION REPORT"

FAQ

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What value did SMFG report in its amended 13F?

The amended Form 13F reports an information-table value total of $5,331,736,689 across 249 entries.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL

OMB Number:			3235-0006
Estimated average burden
hours per response:			23.8

Report for the Calendar Year or Quarter Ended: 06-30-2026

Check here if Amendment	X	Amendment Number:	1
This Amendment (Check only one.):	X	is a restatement.
		adds new holdings entries.

Institutional Investment Manager Filing this Report:
Name:	SUMITOMO MITSUI FINANCIAL GROUP, INC.
Address:	1-2, MARUNOUCHI 1-CHOME
	CHIYODA-KU
	Tokyo, M0 100-0005
Form 13F File Number:	028-17794
CRD Number (if applicable):
SEC File Number (if applicable):

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:		Osahiro Yamamoto
Title:		General Manager Planning Dept., Global Markets Business Unit
Phone:		81-3-6706-3820
Signature, Place, and Date of Signing:
/s/ Osahiro Yamamoto			Tokyo, M0	11-09-2026
[Signature]			[City, State]	[Date]
The reported values for certain positions (derivatives, covered calls, and VPFs) attributable to SMBC Nikko Securities Inc. have been amended to correct the valuation methodology..

Report Type (Check only one.):
	13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
	13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
X	13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.]
		Name	Form 13F File No.	CRD No. (if applicable)	SEC File No. (if applicable)	CIK
		Sumitomo Mitsui DS Asset Management Company, Ltd	028-14064	000301509	801-116710
		TT International Asset Management LTD	028-20249	000110858	801-45435

Form 13F Summary Page
	Report Summary:
	Number of Other Included Managers:		2
	Form 13F Information Table Entry Total:		249
	Form 13F Information Table Value Total:		5,331,736,689
			(round to nearest dollar)

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
	No.	Name	Form 13F File No.	CRD No. (if applicable)	SEC File No. (if applicable)	CIK
	1	Sumitomo Mitsui Banking Corporation	028-17800
	2	SMBC Trust Bank Ltd.	028-18879