Sumitomo Mitsui officer reports 52,565 share holding

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Uemura Akio filed an initial statement of beneficial ownership.

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Uemura Akio filed an initial statement of beneficial ownership. The Form 3 reports direct ownership of 52,565 shares of common stock, establishing his recorded equity position in the company as a Senior Managing Corporate Executive Officer.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Uemura Akio

Role Senior Managing Corporate EO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 52,565 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing by Uemura Akio at SMFG show?

The Form 3 filing shows that Uemura Akio directly owns 52,565 shares of SUMITOMO MITSUI FINANCIAL GROUP common stock. It is an initial statement of beneficial ownership, establishing his reported equity position as a senior executive.

How many SMFG shares does Uemura Akio report owning?

Uemura Akio reports direct ownership of 52,565 shares of SUMITOMO MITSUI FINANCIAL GROUP common stock. This figure comes from the total shares following the holding entry disclosed in the Form 3 insider ownership report.

What is Uemura Akio’s role at SUMITOMO MITSUI FINANCIAL GROUP (SMFG)?

Uemura Akio is identified as a Senior Managing Corporate Executive Officer of SUMITOMO MITSUI FINANCIAL GROUP. This officer status is disclosed in the Form 3, alongside his reported direct ownership of 52,565 common shares.

Is the SMFG Form 3 for Uemura Akio a report of a trade or a holding?

The SMFG Form 3 for Uemura Akio records a holding entry, not a coded buy or sell transaction. It lists his beneficial ownership of 52,565 common shares, serving as an initial disclosure of his equity position.

Does the SMFG Form 3 indicate direct or indirect share ownership for Uemura Akio?

The Form 3 indicates direct ownership of the reported shares by Uemura Akio. The ownership code is shown as “D,” meaning the 52,565 common shares are held directly rather than through an intermediate entity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 08:44 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Uemura Akio

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

3a. Foreign Trading Symbol
[TYO:8316]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Managing Corporate EO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	52,565	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24

	/s/ Masahiro Hokura, attorney-in-fact for Akio Uemura	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)