SMFG director reports 29,625-share initial holding

SUMITOMO MITSUI FINANCIAL GROUP, INC. director Matsugasaki Honami has filed an initial ownership report showing holdings of 29,625 shares of Common Stock.

Accepted by SEC EDGAR 03/18/2026 - 07:57 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. director Matsugasaki Honami has filed an initial ownership report showing holdings of 29,625 shares of Common Stock. These shares are reported as held directly, and the filing does not reflect any recent purchase or sale, only the director’s current stake.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Matsugasaki Honami

Role Director

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 29,625 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 for SMFG director Matsugasaki Honami show?

The Form 3 shows that director Matsugasaki Honami beneficially owns 29,625 shares of SUMITOMO MITSUI FINANCIAL GROUP Common Stock, held directly. It is an initial ownership statement, not a record of a new purchase or sale transaction.

How many SMFG shares does Matsugasaki Honami report owning?

Matsugasaki Honami reports ownership of 29,625 shares of SUMITOMO MITSUI FINANCIAL GROUP Common Stock. This figure is listed as the total number of shares beneficially owned following the reported position, with direct ownership indicated in the filing.

Is the SMFG Form 3 a record of recent insider buying or selling?

No, this SMFG Form 3 does not show recent buying or selling. It records initial beneficial ownership of 29,625 Common Stock shares by director Matsugasaki Honami, with the transaction categorized as a holding entry rather than a purchase or sale.

Is Matsugasaki Honami’s SMFG ownership direct or indirect?

The filing classifies Matsugasaki Honami’s ownership as direct. All 29,625 shares of SUMITOMO MITSUI FINANCIAL GROUP Common Stock are reported with a direct ownership code, meaning they are not attributed to a trust, partnership, or other indirect entity in this report.

Does the SMFG Form 3 include any derivative securities for Matsugasaki Honami?

No derivative securities are listed for Matsugasaki Honami in this SMFG Form 3. The derivative section is empty, and the filing only shows a holding of 29,625 shares of Common Stock as the director’s beneficial ownership position.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Matsugasaki Honami

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

3a. Foreign Trading Symbol
[TYO:8316]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	29,625	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24

	/s/ Masahiro Hokura, attorney-in-fact for Honami Matsugasaki	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)