SMFG executive discloses 64,476 common shares

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Akio Isowa filed an initial ownership report on Form 3.

Accepted by SEC EDGAR 03/18/2026 - 08:22 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Akio Isowa filed an initial ownership report on Form 3. The filing shows direct ownership of 64,476 shares of Common Stock. This is a disclosure of existing holdings and does not report any new purchase or sale transactions.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Isowa Akio

Role Senior Managing Corporate EO

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 64,476 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Akio Isowa’s Form 3 filing show for SMFG?

The Form 3 filing shows that Akio Isowa directly owns 64,476 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. Common Stock. This establishes his initial reported equity position as a Senior Managing Corporate Executive Officer.

Did Akio Isowa buy or sell SMFG stock in this Form 3?

The Form 3 does not report any buy or sell transactions. It only discloses Akio Isowa’s existing direct ownership of 64,476 shares of Common Stock as his initial statement of beneficial ownership.

How many SMFG shares does Akio Isowa directly own according to the filing?

According to the filing, Akio Isowa directly owns 64,476 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. Common Stock. This figure is reported as his total shares following the reported holding entry.

What is Akio Isowa’s role at SUMITOMO MITSUI FINANCIAL GROUP, INC.?

Akio Isowa is identified as a Senior Managing Corporate Executive Officer of SUMITOMO MITSUI FINANCIAL GROUP, INC. in the Form 3 filing, which accompanies the disclosure of his current shareholdings.

Does the Form 3 for SMFG include any derivative securities for Akio Isowa?

The Form 3 data provided does not list any derivative securities for Akio Isowa. The disclosure focuses on his direct ownership of 64,476 shares of Common Stock with no derivative positions shown.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Isowa Akio

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

3a. Foreign Trading Symbol
[TYO:8316]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Managing Corporate EO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	64,476	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24

	/s/ Masahiro Hokura, attorney-in-fact for Akio Isowa	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)