SMFG (NYSE: SMFG) executive discloses ownership of 74,862 common shares

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Kobayashi Takashi has filed an initial Form 3 reporting beneficial ownership of the company’s common stock. The filing shows direct ownership of 74,862 shares of common stock, establishing his reported equity position as a Senior Managing Corporate Executive Officer.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Kobayashi Takashi

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

3a. Foreign Trading Symbol
[TYO:8316]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Managing Corporate EO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	74,862	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24

	/s/ Masahiro Hokura, attorney-in-fact for Takashi Kobayashi	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Kobayashi Takashi’s Form 3 filing for SMFG show?

The Form 3 filing shows that Kobayashi Takashi, a Senior Managing Corporate Executive Officer, directly owns 74,862 shares of SUMITOMO MITSUI FINANCIAL GROUP common stock. This establishes his initial reported equity position as an insider of SMFG.

Is Kobayashi Takashi buying or selling SMFG shares in this Form 3?

This Form 3 does not report any purchase or sale of SMFG shares. It is an initial statement of beneficial ownership, simply disclosing that he directly holds 74,862 shares of common stock as an insider.

How many SMFG shares does Kobayashi Takashi directly own according to the filing?

According to the filing, Kobayashi Takashi directly owns 74,862 shares of SUMITOMO MITSUI FINANCIAL GROUP common stock. These shares are reported as direct ownership, providing transparency into his equity stake as a senior executive.

What is the role of Kobayashi Takashi at SUMITOMO MITSUI FINANCIAL GROUP (SMFG)?

Kobayashi Takashi is identified as a Senior Managing Corporate Executive Officer at SUMITOMO MITSUI FINANCIAL GROUP. His Form 3 filing discloses his direct ownership of 74,862 common shares as part of required insider reporting to the SEC.

Does the SMFG Form 3 filing include any derivative securities for Kobayashi Takashi?

The filing does not list any derivative securities for Kobayashi Takashi. It only reports his holdings of 74,862 shares of common stock, with no options, warrants, or other derivative positions disclosed in this Form 3.