SMFG executive reports 41,244-share stake

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Nagata Arihiro has filed an initial ownership report as a Senior Managing Corporate Executive Officer.

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Nagata Arihiro has filed an initial ownership report as a Senior Managing Corporate Executive Officer. The filing shows direct ownership of 41,244 shares of Common Stock, providing a baseline view of his equity stake without reporting any recent share purchases or sales.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Nagata Arihiro

Role Senior Managing Corporate EO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 41,244 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the SMFG Form 3 filed by Nagata Arihiro report?

The Form 3 for SMFG reports Nagata Arihiro’s initial ownership in the company. It shows his position as Senior Managing Corporate Executive Officer and discloses his direct holding of 41,244 shares of Common Stock as a baseline ownership stake.

How many SMFG shares does Nagata Arihiro own according to the Form 3?

According to the filing for SMFG, Nagata Arihiro directly owns 41,244 shares of Common Stock. This figure reflects his reported equity stake and establishes his holdings for future comparison in subsequent insider transaction reports.

Does the SMFG Form 3 for Nagata Arihiro show any recent share transactions?

The Form 3 for SMFG does not show any recent purchases or sales. It is an initial ownership statement that lists a direct holding of 41,244 common shares, with no transaction codes indicating trading activity in this specific report.

What is Nagata Arihiro’s role at SMFG mentioned in the Form 3 filing?

The filing identifies Nagata Arihiro as a Senior Managing Corporate Executive Officer of SUMITOMO MITSUI FINANCIAL GROUP, INC.. This officer role is disclosed alongside his reported ownership of 41,244 common shares in the company.

Is Nagata Arihiro’s SMFG shareholding direct or indirect in the Form 3?

The Form 3 for SMFG reports Nagata Arihiro’s ownership as direct. It lists a direct holding of 41,244 shares of Common Stock, with no indication of indirect ownership through trusts, partnerships, or other related entities in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 08:47 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Nagata Arihiro

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

3a. Foreign Trading Symbol
[TYO:8316]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Managing Corporate EO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	41,244	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24

	/s/ Masahiro Hokura, attorney-in-fact for Arihiro Nagata	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)