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SMFG (SMFG) CFO Anchi Kazuyuki reports holding 39,011 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. director and senior managing corporate executive officer and Group CFO Anchi Kazuyuki filed an initial ownership report on Form 3. The filing shows direct ownership of 39,011 shares of common stock, with no new purchases or sales reported in this statement.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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1. Name and Address of Reporting Person*
Anchi Kazuyuki

(Last)(First)(Middle)
1-2, MARUNOUCHI 1-CHOME

(Street)
CHIYODA-KU, TOKYO100-0005

(City)(State)(Zip)

JAPAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]
3a. Foreign Trading Symbol
[TYO:8316]
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Sr. Mg. Corp. EO & Group CFO
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock39,011D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24
/s/ Masahiro Hokura, attorney-in-fact for Kazuyuki Anchi03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Anchi Kazuyuki’s Form 3 filing show for SMFG?

The Form 3 shows that Anchi Kazuyuki, a director and Group CFO of SMFG, directly owns 39,011 shares of common stock. It is an initial ownership report and does not reflect any recent buy or sell transactions.

Is the SMFG Form 3 filing by Anchi Kazuyuki a purchase or sale?

The SMFG Form 3 does not record a purchase or sale. It is an initial statement of beneficial ownership, listing 39,011 directly held common shares without showing any transaction changing that position.

How many SMFG shares does Anchi Kazuyuki directly own according to the filing?

According to the Form 3, Anchi Kazuyuki directly owns 39,011 shares of SUMITOMO MITSUI FINANCIAL GROUP common stock. This figure reflects total direct holdings reported, not a newly executed trade.

What is Anchi Kazuyuki’s role at SUMITOMO MITSUI FINANCIAL GROUP?

The filing lists Anchi Kazuyuki as both a director and an officer, serving as Sr. Managing Corporate Executive Officer and Group Chief Financial Officer of SUMITOMO MITSUI FINANCIAL GROUP.

Does the SMFG Form 3 indicate indirect ownership or related entities?

The SMFG Form 3 shows direct ownership of the 39,011 common shares, with the ownership code marked as direct and no additional nature-of-ownership details or related entities disclosed in the provided data.

Are there any derivative securities reported in Anchi Kazuyuki’s SMFG Form 3?

No derivative securities are listed in the provided Form 3 data for Anchi Kazuyuki. The derivative summary is empty, and only common stock holdings totaling 39,011 directly owned shares are reported.
Sumitomo Mitsui Finl Group Inc

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