Sumitomo Mitsui (NYSE: SMFG) CEO discloses 116,458 common shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed an initial insider ownership report for President and Group CEO Toru Nakashima. The Form 3 shows he directly holds 116,458 shares of common stock following the reported position, with no specific buy or sell transactions disclosed.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Nakashima Toru

Role President and Group CEO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 116,458 shares (Direct)

Footnotes (1)

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Accepted by SEC EDGAR 03/18/2026 - 07:40 AM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Nakashima Toru

(Last)

(First)

(Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO

100-0005

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

3a. Foreign Trading Symbol
[TYO:8316]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President and Group CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	116,458	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

Remarks:

Exhibit 24

	/s/ Masahiro Hokura, attorney-in-fact for Toru Nakashima	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does Toru Nakashima's Form 3 filing for SMFG show?

The Form 3 shows Toru Nakashima’s initial reported holdings in SUMITOMO MITSUI FINANCIAL GROUP common stock. He directly holds 116,458 shares following the reported position, with no explicit purchase or sale transactions indicated in this filing.

How many SMFG shares does CEO Toru Nakashima hold?

Toru Nakashima is reported as directly holding 116,458 shares of SUMITOMO MITSUI FINANCIAL GROUP common stock. This figure reflects his ownership following the reported position on the Form 3 and does not detail any recent trades.

Is Toru Nakashima both director and officer at SMFG in this filing?

Yes. The filing identifies Toru Nakashima as both a director and an officer of SUMITOMO MITSUI FINANCIAL GROUP, serving as President and Group CEO. His status is disclosed alongside his reported common stock holdings of 116,458 shares.

Does this SMFG Form 3 indicate any insider buying or selling?

The Form 3 does not indicate any specific insider buying or selling activity. It records a holding entry showing Toru Nakashima’s direct ownership of 116,458 common shares, serving as a baseline disclosure of his position as an executive and director.

What type of security is reported in SMFG CEO Toru Nakashima's Form 3?

The filing reports holdings of SUMITOMO MITSUI FINANCIAL GROUP common stock. Toru Nakashima’s Form 3 lists a direct position of 116,458 shares, with no derivative securities or option positions disclosed in the derivative section of this filing.