[Form 3] SUMITOMO MITSUI FINANCIAL GROUP, INC. Initial Statement of Beneficial Ownership

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Mikami Takeshi filed an initial ownership report showing direct holdings of 110,280 shares of common stock.

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Mikami Takeshi filed an initial ownership report showing direct holdings of 110,280 shares of common stock. The Form 3 lists his position as Deputy President and Corporate Executive Officer and does not disclose any recent buying or selling activity.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Mikami Takeshi

Role Deputy President and Corp. EO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 110,280 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Mikami Takeshi's Form 3 filing for SMFG show?

The Form 3 shows that Mikami Takeshi directly holds 110,280 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. common stock. It is an initial ownership report and does not indicate any recent transactions or trading activity in these shares.

How many SMFG shares does Deputy President Mikami Takeshi own?

Deputy President and Corporate Executive Officer Mikami Takeshi is reported as directly owning 110,280 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. common stock. This figure reflects his total direct holdings after the reported event in the Form 3 filing.

Does the SMFG Form 3 for Mikami Takeshi show any stock purchases or sales?

The Form 3 for Mikami Takeshi does not show any stock purchases or sales. It records his status as a reporting person and discloses a direct holding of 110,280 common shares, with no buy or sell transactions listed in the transaction summary.

What is Mikami Takeshi’s role at SUMITOMO MITSUI FINANCIAL GROUP, INC.?

Mikami Takeshi is identified as Deputy President and Corporate Executive Officer of SUMITOMO MITSUI FINANCIAL GROUP, INC. in the Form 3. His position requires disclosure of his equity holdings, which total 110,280 directly owned common shares in this filing.

Is Mikami Takeshi a 10% owner of SMFG according to this Form 3?

According to the Form 3, Mikami Takeshi is not classified as a 10% owner of SUMITOMO MITSUI FINANCIAL GROUP, INC. The filing instead highlights his role as an officer and reports his direct ownership of 110,280 common shares of the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 08:18 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Mikami Takeshi

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

3a. Foreign Trading Symbol
[TYO:8316]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Deputy President and Corp. EO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	110,280	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24

	/s/ Masahiro Hokura, attorney-in-fact for Takeshi Mikami	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)