SMFG director files Form 3 for 600 indirect shares

SUMITOMO MITSUI FINANCIAL GROUP, INC. director Isao Teshirogi has filed an initial ownership report on Form 3.

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. director Isao Teshirogi has filed an initial ownership report on Form 3. The filing shows indirect ownership of 600 shares of common stock held by a spouse, establishing the director’s starting equity position as recorded under SEC insider reporting rules.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider TESHIROGI ISAO

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 600 shares (Indirect, By Spouse)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the SMFG Form 3 filing by Isao Teshirogi report?

The Form 3 reports Isao Teshirogi’s initial insider holdings in SUMITOMO MITSUI FINANCIAL GROUP, INC., showing 600 shares of common stock held indirectly through a spouse, establishing his baseline ownership position for future SEC insider reporting.

How many SUMITOMO MITSUI FINANCIAL GROUP (SMFG) shares are reported on this Form 3?

The filing shows 600 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. common stock. These shares are reported as indirectly owned, reflecting holdings attributed through Teshirogi’s spouse rather than directly in his own name.

Is the ownership in this SMFG Form 3 direct or indirect?

The ownership is reported as indirect. The Form 3 specifies that 600 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. common stock are held “By Spouse,” meaning they are attributed to the director through a related person.

Does this SMFG Form 3 indicate any insider buying or selling activity?

No transaction activity is indicated. The Form 3 functions as an initial statement of beneficial ownership, listing 600 indirectly owned shares, rather than reporting a new purchase, sale, or option exercise in SUMITOMO MITSUI FINANCIAL GROUP, INC. stock.

What role does the reporting person hold at SUMITOMO MITSUI FINANCIAL GROUP (SMFG)?

The reporting person, Isao Teshirogi, is identified as a director of SUMITOMO MITSUI FINANCIAL GROUP, INC. This status subjects him to ongoing insider reporting requirements for changes in his beneficial ownership of the company’s common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 08:09 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

TESHIROGI ISAO

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

3a. Foreign Trading Symbol
[TYO:8316]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	600	I	By Spouse

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24

	/s/ Masahiro Hokura, attorney-in-fact for Isao Teshirogi	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)