SMFG director reports 200 shares on Form 3

SUMITOMO MITSUI FINANCIAL GROUP, INC. director Takashima Norimitsu filed an initial ownership report on Form 3.

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. director Takashima Norimitsu filed an initial ownership report on Form 3. The filing shows direct ownership of 200 shares of Common Stock. This is a baseline disclosure of the director’s existing holdings rather than a new stock purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Takashima Norimitsu

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 200 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Takashima Norimitsu’s Form 3 filing for SMFG disclose?

The Form 3 filing shows that director Takashima Norimitsu directly owns 200 shares of Common Stock of SUMITOMO MITSUI FINANCIAL GROUP, INC. It is an initial ownership statement, not a report of new buying or selling activity.

Is the SMFG Form 3 for Takashima Norimitsu a stock purchase or sale?

No, this Form 3 does not report a purchase or sale. It simply discloses that 200 shares of Common Stock are directly owned by director Takashima Norimitsu, serving as a baseline record of existing holdings when becoming a reporting insider.

How many SMFG shares does director Takashima Norimitsu hold?

The filing indicates that Takashima Norimitsu holds 200 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. Common Stock directly. This amount reflects total shares reported following the filing event and establishes the director’s starting ownership position as an insider.

Does the SMFG Form 3 filing show any derivative securities for Takashima Norimitsu?

No derivative securities are listed in this Form 3. The filing only reports Common Stock holdings, with 200 shares shown as directly owned. There are no options, warrants, or other derivative positions disclosed for the director in this submission.

Why is a Form 3 filed for SMFG director Takashima Norimitsu?

Form 3 is required when someone becomes an insider, such as a director. This filing records that Takashima Norimitsu directly owns 200 SMFG Common Stock shares, creating an official starting point for tracking any future changes in ownership reported on later Forms 4 or 5.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 08:11 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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1. Name and Address of Reporting Person^*

Takashima Norimitsu

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

3a. Foreign Trading Symbol
[TYO:8316]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	200	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24

	/s/ Masahiro Hokura, attorney-in-fact for Norimitsu Takashima	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)