Sumitomo Mitsui (SMFG) executive lists 37,652 directly held shares in Form 3

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Yoshikawa Haruyuki, a Senior Managing Corporate Executive Officer, has filed an initial Form 3 reporting ownership of 37,652 shares of Common Stock held directly. The filing shows this stake as of the reporting date, without detailing any new transactions.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Yoshikawa Haruyuki

Role Senior Managing Corporate EO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 37,652 shares (Direct)

Footnotes (1)

Key Figures

Insider shareholding: 37,652 shares

1 metrics

Insider shareholding 37,652 shares Common Stock directly owned following reported holding

Key Terms

Form 3, Common Stock, beneficial ownership

3 terms

Form 3 regulatory

"has filed an initial Form 3 reporting ownership"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Common Stock financial

"beneficial ownership of 37,652 shares of Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

beneficial ownership financial

"shows that executive Yoshikawa Haruyuki beneficially owns 37,652 shares"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Yoshikawa Haruyuki

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026

3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

3a. Foreign Trading Symbol
[TYO: 8316]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Managing Corporate EO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	37,652	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Masahiro Hokura, attorney-in-fact for Haruyuki Yoshikawa	04/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Sumitomo Mitsui (SMFG) disclose in this Form 3 for Yoshikawa Haruyuki?

The Form 3 shows that executive Yoshikawa Haruyuki beneficially owns 37,652 shares of Sumitomo Mitsui Financial Group Common Stock. This is an initial ownership report and does not describe recent purchase or sale activity.

How many SMFG shares does Yoshikawa Haruyuki report owning?

Yoshikawa Haruyuki reports owning 37,652 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. Common Stock. These shares are listed as directly held, indicating a personal ownership position rather than through an intermediary entity.

Is the ownership reported by Yoshikawa Haruyuki in SMFG shares direct or indirect?

The filing classifies Yoshikawa Haruyuki’s 37,652 SMFG Common Stock shares as directly owned. The ownership code is marked “D” for direct, and no nature-of-ownership footnote indicates holding through a trust, partnership, or other indirect vehicle.

Does this SMFG Form 3 show any recent insider buying or selling?

No specific insider buying or selling is described. The Form 3 records Yoshikawa Haruyuki’s existing beneficial ownership of 37,652 Common Stock shares, with the transaction type categorized as a holding rather than a new purchase or sale.

What role does Yoshikawa Haruyuki hold at Sumitomo Mitsui Financial Group (SMFG)?

The Form 3 identifies Yoshikawa Haruyuki as an officer of SUMITOMO MITSUI FINANCIAL GROUP, INC., with the title “Senior Managing Corporate EO.” This indicates a senior executive role within the organization’s management structure.